MUFG · 5 months ago
Senior Settlement System Support Specialist, AVP
New York, NY
Full-time
Hybrid
Mid, Senior Level
$112K/yr - $133K/yr
5+ years expMUFG is one of the world’s leading financial groups, and they are seeking a Senior Settlement System Support Specialist, AVP to serve as the technical bridge between operations and technology for their broker-dealer settlement engine. The role involves leading technical issue resolution, supporting vendor upgrades, and optimizing workflows to ensure efficient settlement processes.
Financial Services
Responsibilities
Provide front-line support for Broadridge BPSA, including trade processing, settlement workflows, books & records, and end-of-day processes
Monitor system performance and proactively address issues impacting operational efficiency or regulatory reporting
Perform daily batch job monitoring, file transmission oversight, and reconciliation of key data feeds (DTC, NSCC, clearing files, etc.)
Partner with Operations to troubleshoot exceptions and resolve breaks in trade, settlement, and customer account activity
Work with Technology teams to support system upgrades, patches, release testing, and environment management
Assist in onboarding new products, workflows, and regulatory requirements as they relate to BPSA functionality
Coordinate with Broadridge support when vendor escalation is required, track and document issue resolutions
Maintain system documentation, runbooks, data flow diagrams, and operational procedures
Support user access management, entitlements, and compliance controls
Participate in disaster recovery testing, operational readiness checks, and incident management processes
Qualification
Required
5+ years of experience in a broker-dealer, clearing, or financial services operations/technology role
Hands-on experience with Broadridge BPSA, including knowledge of key modules (trade processing, settlements, P&S, books & records, cost basis, corporate actions, etc.)
Strong understanding of US securities trade lifecycle: order → execution → clearing → settlement → custody
Familiarity with industry utilities such as DTC, NSCC, OCC, and standard clearing file formats
Excellent communication and problem-solving skills; ability to support both technical and non-technical users
SQL or basic database querying
Unix/Linux command line
Batch job scheduling tools (Autosys, Control-M, etc.)
File transfer platforms (SFTP, NDM)
Deep expertise in trade flows, securities processing, cash management, and settlement
Proficiency in settlement platforms: Broadridge BPSA, ICI, COGNOS, DTCC MUSA, Postedge, IHS Markit WSO, GLOSS, Loanet, EquiLend
Understanding of BPSA configurations and subledger configurations
Advanced Excel proficiency
Familiarity with automation tools and scripting
Technical troubleshooting and root cause analysis
Vendor management, system upgrades, and disaster recovery testing
Regulatory compliance and industry standards knowledge
Ability to provide technical training to non-technical staff
Bachelor's degree in finance, Information Systems, Computer Science, Engineering, or a related field
Benefits
Comprehensive health and wellness benefits
Retirement plans
Educational assistance and training programs
Income replacement for qualified employees with disabilities
Paid maternity and parental bonding leave
Paid vacation
Sick days
Holidays
Company
MUFG
MUFG (Mitsubishi UFJ Financial Group) is one of the world's leading financial groups.
10001+ employees
Funding
Current Stage
Late StageLeadership Team
Greidy Puig
Vice President Finance- Business Unit CFO
Mark Fernandez
Vice President, Global Markets CFO Office
Recent News
2024-04-29
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