NEOGOV · 1 week ago
Attorney III (Senior Counsel) - Northern California
NEOGOV is a company that supports the Department of Financial Protection and Innovation (DFPI), which protects consumers and oversees financial service providers in California. The role of Attorney III involves reviewing and approving securities applications, conducting public hearings, and assisting in the development of regulations to ensure investor protection and compliance with securities laws.
GovTechHuman ResourcesInformation TechnologySoftware
Responsibilities
Reviewing and approving complex and sensitive securities applications
Conducting public fairness hearings on securities transactions and issuing decisions in fairness hearings
Resolving compliance violations under the securities laws
Assisting in the promulgation of regulations
Assisting with the study of investment risks
Researching and drafting opinions
Developing and updating standards for the review of securities offerings and investor protection
Contributing to policy development for existing and emerging investment products and services
Monitoring emerging markets for digital assets and other novel investment products and services
Recommending principled oversight of market entrants
Advising and assisting stakeholders on securities-related matters
Coordinating with stakeholders
Monitoring changes to corporate laws, securities laws, and capital markets in the state
Updating management on trends and risks related to investing and capital raising in this state
Qualification
Required
Active membership in The California State Bar
Five years of legal experience in the practice of law
Benefits
Competitive salary
A robust training program
Opportunities for advancement
Company
NEOGOV
NEOGOV is the leading provider of workforce management software uniquely designed for the public sector, education, and public safety.
Funding
Current Stage
Late StageTotal Funding
$700MKey Investors
Warburg Pincus
2025-07-28Secondary Market· $700M
2025-07-28Acquired
2021-06-02Private Equity
Recent News
Canada NewsWire
2025-11-14
2025-11-14
Government Technology US
2025-10-31
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