Attorney III (Senior Counsel) - Northern California jobs in United States
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NEOGOV · 1 week ago

Attorney III (Senior Counsel) - Northern California

NEOGOV is a company that supports the Department of Financial Protection and Innovation (DFPI), which protects consumers and oversees financial service providers in California. The role of Attorney III involves reviewing and approving securities applications, conducting public hearings, and assisting in the development of regulations to ensure investor protection and compliance with securities laws.

GovTechHuman ResourcesInformation TechnologySoftware

Responsibilities

Reviewing and approving complex and sensitive securities applications
Conducting public fairness hearings on securities transactions and issuing decisions in fairness hearings
Resolving compliance violations under the securities laws
Assisting in the promulgation of regulations
Assisting with the study of investment risks
Researching and drafting opinions
Developing and updating standards for the review of securities offerings and investor protection
Contributing to policy development for existing and emerging investment products and services
Monitoring emerging markets for digital assets and other novel investment products and services
Recommending principled oversight of market entrants
Advising and assisting stakeholders on securities-related matters
Coordinating with stakeholders
Monitoring changes to corporate laws, securities laws, and capital markets in the state
Updating management on trends and risks related to investing and capital raising in this state

Qualification

California State Bar membershipLegal experienceSecurities regulationPolicy developmentLegal researchStakeholder coordinationPublic hearingsCompliance resolution

Required

Active membership in The California State Bar
Five years of legal experience in the practice of law

Benefits

Competitive salary
A robust training program
Opportunities for advancement

Company

NEOGOV is the leading provider of workforce management software uniquely designed for the public sector, education, and public safety.

Funding

Current Stage
Late Stage
Total Funding
$700M
Key Investors
Warburg Pincus
2025-07-28Secondary Market· $700M
2025-07-28Acquired
2021-06-02Private Equity

Leadership Team

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Shane Evangelist
CEO
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Brandon McDonald
Head Of Marketing
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Company data provided by crunchbase