Financial Services of America · 5 hours ago
Compliance Associate
Troy, MI
Full-time
Onsite
New Grad, Entry LevelFinancial Services of America is a recognized Top Workplace dedicated to fostering a supportive environment. The Compliance Associate will work with the compliance team to ensure adherence to internal processes and regulatory documentation, combining leadership and client interaction to maintain a professional atmosphere.
BankingConsultingFinancial ServicesInsurance
Responsibilities
Manage office workflows, ensuring seamless operations and supporting team efficiency
Prepare and maintain essential client and team documents, ensuring accuracy and confidentiality
Maintain and update CRM systems, ensuring accurate client and operational records
Act as the point of contact for vendors, clients, and team members to resolve issues promptly
Support financial advisors by organizing internal documentation
Collaborate with leadership to identify and implement process improvements
Foster a welcoming, professional environment for both clients and team members
Qualification
Required
Proven experience in financial services and compliance roles (preferred but not required)
Relevant certifications or licenses (Series 65/66) or a willingness to obtain them promptly
Exceptional organizational and multitasking abilities with attention to detail
Strong interpersonal and communication skills with a professional demeanor
Proficiency in Microsoft Office Suite and CRM systems
Self-motivated with the ability to lead and inspire a team
A proactive approach to problem-solving and process improvement
Benefits
Health Care Coverage
401(k) Retirement Plan
Company
Financial Services of America
Financial Services of America is a financial services firm that provides insurance, risk management, and investment services.
Founded in 1984
51-200 employees
Funding
Current Stage
Growth StageLeadership Team
Richard David James
Founder and CEO
Company data provided by crunchbase