Raymond James · 3 hours ago
New Advisors Transition Consultant (Western Region) | Travel Required
United States
Full-time
Remote
Mid, Senior Level
3+ years expRaymond James is a financial services firm seeking a New Advisors Transition Consultant to support financial advisors transitioning into the firm. The role involves ensuring a seamless onboarding experience by coordinating all aspects of the transition process and requires strong project management skills and a client-focused mindset.
BankingFinancial ServicesInformation TechnologyInsuranceWealth Management
Responsibilities
Provide specialist advice on the interpretation and application of policies and procedures, resolving queries and issues and referring very complex or contentious issues to others
Analyze specific problems and issues to find the best solutions. Solutions could be technical or professional in nature
Advise others on how to design new processes and systems that meet professional standards
Work on complex administrative processes and databases to develop and test administrative procedures to ensure they are fully in line with organizational needs
Edit document in line with organizational style guidelines and prepare information for publication
Contribute to the management of partnering relationships with internal clients, building effective working relationships and providing high-quality professional services to support in delivering business strategy and plans
Act as first-line supervisor of a team providing customer service support, and play a key role in helping to achieve targets in areas such as productivity or turnaround times. Deal with most complex and valuable issues
Identify, within the team, instances of noncompliance with the organization's policies and procedures and/or relevant regulatory codes and codes of conduct, reporting these instances and escalating issues as appropriate
Develop own capabilities by participating in assessment and development planning activities as well as formal and informal training and coaching; gain or maintain external professional accreditation, where relevant, to improve performance and fulfill personal potential. Maintain an understanding of relevant technology, external regulation, and industry best practices through ongoing education, attending conferences, and reading specialist media
Roles at this level are typically junior managers or professionals who are concerned with delivering results within established overall frameworks
Qualification
Required
SIE required (prior to start) provided that an exemption or grandfathering cannot be applied
Series 7 License required, or ability to obtain within 120 days
High School (HS) (Required)
General Experience - 3 to 6 years
Company
Raymond James
Raymond James provides a range of investment banking services focused on the telecommunications and communications sectors.
10001+ employees
Funding
Current Stage
Public CompanyTotal Funding
$1.5B2025-09-09Post Ipo Debt· $1.5B
1983-07-01IPO
Leadership Team
Paul Shoukry
Chief Executive Officer
James Sickling
COO - Fixed Income
Recent News
Private Banker International
2026-01-17
2026-01-16
Company data provided by crunchbase