TD · 3 months ago
Senior CIB Financial Crime Risk Compliance Officer
New York, NY
Full-time
Onsite
Mid, Senior Level
$100K/yr - $115K/yr
5+ years expTD is committed to providing fair and equitable compensation opportunities to all colleagues. The Senior CIB Financial Crime Risk Compliance Officer will support the firm’s Financial Crime Risk Management program and play a key role within U.S. FCRM TDS Business Oversight, ensuring compliance with financial crime regulations and advising on risk management.
BankingFinanceFinancial ServicesWealth Management
Responsibilities
Design, implement, enhance and maintain the TDS U.S. FCRM program
Advise TDS Operations and other 1st line support functions on interpretation of and compliance with applicable financial crime laws, regulations, and guidance
Provide oversight of, and credible challenge to, the first line of defense
Provide customized training and to ensure that employees remain informed about changes in financial crime regulations and emerging money laundering typologies
Assess and opine on financial crime risks of new products and mandates
Demonstrate governance, control and risk management behaviors aligned with TD policies and practices
Support oversight activities for the US CIB business, including new business and product initiatives, customers and transactions
Provide quality evaluations and enhancements of exception reports when needed
Where required, advise Investigations' reviews of potentially suspicious activity, providing subject-matter knowledge to support the investigations process
Participate in the annual enterprise-wide AML/BSA/Sanctions/ABAC risk assessment process, as required
Conduct targeted AML/OFAC training, as appropriate
Conduct periodic testing of AML functions as mandated by the Periodic AML Testing Program
Participate in special projects, including assisting with adherence to enterprise-wide initiatives including global policies and governance
Assist with regulatory and audit requests
Provide backup to general AML compliance functions such as surveillance reviews, section 312 reviews and TD affiliates due diligence reviews
Complete all tasks within required timeframes
Qualification
Required
Bachelor's degree required (exceptional candidates demonstrating an equivalent combination of relevant education and experience will be considered)
5 to 7 years of knowledge and experience in FCRM compliance, preferably within the investment banking division of a large financial institution
Strong verbal and written communicator with detailed oriented nature
Strong subject matter knowledge of compliance risks and controls for a financial institution; focus on Anti-Money Laundering compliance
Ability to identify and evaluate potential risks to the Firm and escalate accordingly
Project management and strategic thinking skills
Proficiency with Microsoft Word, Excel and PowerPoint
Preferred
Working knowledge of one or more sanctions screening and AML surveillance applications is desirable
Benefits
Health and well-being benefits
Savings and retirement programs
Paid time off (including Vacation PTO, Flex PTO, and Holiday PTO)
Banking benefits and discounts
Career development
Reward and recognition
Company
The Toronto-Dominion Bank & its subsidiaries are collectively known as TD Bank Group (TD).
10001+ employees
Funding
Current Stage
Late StageTotal Funding
$65MKey Investors
U.S. Department of the Treasury
2023-10-03Grant· $65M
Leadership Team
Brian Jacobson
Chief of Staff to the CEO, TD Bank, America's Most Convenient Bank
F
Foster Glenn
Senior Vice President Technology and Data Risk Management
Recent News
2026-01-24
2026-01-24
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