New Valley Bank & Trust · 21 hours ago
AVP Compliance Officer
Springfield, MA
Full-time
Onsite
Senior LevelNew Valley Bank & Trust is seeking an AVP Compliance Officer who will be responsible for overseeing compliance policies and procedures. The role involves managing compliance programs, leading the Compliance Committee, and ensuring adherence to regulations and internal controls.
BankingFinanceFinancial Services
Hiring Manager
Becky Elias
Responsibilities
Understanding the Bank's overall plan and objectives while formulating and executing change management of its Compliance Management Systems and strategies
Oversee compliance policies, procedures, and risk assessments
Manage the internal monitoring and complaint programs
Direct the compliance training program detailed within the Compliance Management Systems
Lead the management Compliance Committee
Direct the overall effort to remain in conformance with all federal, state, and local compliance statutes and regulations
Serve as liaison with regulators and auditors on compliance-related exams and audits
Ensure the accuracy and effectiveness of internal controls related to compliance programs
Qualification
Required
Understanding of the Bank's overall plan and objectives
Experience in formulating and executing change management of Compliance Management Systems and strategies
Ability to oversee compliance policies, procedures, and risk assessments
Experience with internal monitoring and complaint programs
Experience with compliance training programs
Ability to lead the management Compliance Committee
Ability to direct efforts to remain in conformance with federal, state, and local compliance statutes and regulations
Experience serving as a liaison with regulators and auditors on compliance-related exams and audits
Ability to ensure the accuracy and effectiveness of internal controls related to compliance programs
Full-time availability for a salaried exempt position
Company
New Valley Bank & Trust
New Valley Bank & Trust is a digital bank that provides financial services.
Founded in 2019
11-50 employees
Funding
Current Stage
Early StageLeadership Team
J. Jeffrey Sullivan
President and CEO
Michael Paré
SVP, Chief Financial Officer & Treasurer
Recent News
2022-07-12
Company data provided by crunchbase