Barclays Investment Bank · 2 months ago
Financial Intelligence Unit Investigator AVP
Building 300-115 South Jefferson Rd Campus, Whippany
Full-time
Onsite
Mid, Senior Level
$110K/yr - $135K/yrBarclays Investment Bank is seeking a Financial Intelligence Unit Investigator AVP to conduct investigations into potential non-compliance and financial crimes. The role involves leading investigations, training colleagues on compliance issues, and ensuring the bank meets its regulatory obligations.
BankingFinancial Services
Responsibilities
Identification and evaluation of potential risks associated with non-compliance or unethical conduct and implement risk mitigation strategies
Leading the investigations into alleged violations of policies, regulations, or laws
Provision of training programs to enhance awareness of compliance issues and ethical conduct among colleagues
Documentation of investigation processes and provision of recommendations for corrective actions and improvements based on investigation findings
Utilisation of advanced technology and data analytics tools to enhance the efficiency and effectiveness of investigations
Utilisation and assessment of relevant internal and external information and intelligence in furtherance of the investigation
Where applicable, fulfilment of any necessary external legal and/or regulatory reporting obligations
To advise and influence decision making, contribute to policy development and take responsibility for operational effectiveness. Collaborate closely with other functions/ business divisions
Lead a team performing complex tasks, using well developed professional knowledge and skills to deliver on work that impacts the whole business function. Set objectives and coach employees in pursuit of those objectives, appraisal of performance relative to objectives and determination of reward outcomes
If the position has leadership responsibilities, People Leaders are expected to demonstrate a clear set of leadership behaviours to create an environment for colleagues to thrive and deliver to a consistently excellent standard. The four LEAD behaviours are: L – Listen and be authentic, E – Energise and inspire, A – Align across the enterprise, D – Develop others
OR for an individual contributor, they will lead collaborative assignments and guide team members through structured assignments, identify the need for the inclusion of other areas of specialisation to complete assignments. They will identify new directions for assignments and/ or projects, identifying a combination of cross functional methodologies or practices to meet required outcomes
Consult on complex issues; providing advice to People Leaders to support the resolution of escalated issues
Identify ways to mitigate risk and developing new policies/procedures in support of the control and governance agenda
Take ownership for managing risk and strengthening controls in relation to the work done
Perform work that is closely related to that of other areas, which requires understanding of how areas coordinate and contribute to the achievement of the objectives of the organisation sub-function
Collaborate with other areas of work, for business aligned support areas to keep up to speed with business activity and the business strategy
Engage in complex analysis of data from multiple sources of information, internal and external sources such as procedures and practises (in other areas, teams, companies, etc).to solve problems creatively and effectively
Communicate complex information. 'Complex' information could include sensitive information or information that is difficult to communicate because of its content or its audience
Influence or convince stakeholders to achieve outcomes
Qualification
Required
AML Compliance and Bank Secrecy Act or other relevant experience
Intelligence or investigative experience involving financial crime related matters, including terrorism, human trafficking, bribery & corruption, and trade-based money laundering
Microsoft office applications and internet search tools
Preferred
Demonstrated knowledge of multiple financial services products including card facilities, correspondent banking and international wire transfers, and investment banking products
CAMS certification, CFE, JD or other advanced degree or certification
Understanding of AML/CFT and other financial crime risks, red flags, and typologies
Benefits
Medical, dental and vision coverage
401(k)
Life insurance
Other paid leave for qualifying circumstances
Company
Barclays Investment Bank
Barclays Investment Bank offers large corporate clients with strategic advisory, financing, and risk management solutions. It is a sub-organization of Barclays Corporate Banking.
Founded in 1997
10001+ employees
Funding
Current Stage
Late StageLeadership Team
Richard Lowe
Managing Director Head of London Industry and Central London
S
Sean White
Managing Director
Recent News
2025-12-29
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2025-11-10
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