Latitude Legal · 6 hours ago
Financial Services Attorney
St Louis, MO
Contract
Hybrid
Senior Level
$170K/yr - $250K/yr
5+ years expLatitude Legal is seeking an experienced financial services attorney on an engagement basis to work on regulatory and compliance matters for financial services clients. This role involves advising clients on federal and state laws, supporting regulatory examinations, and partnering with compliance and business teams on regulatory questions.
ConsultingLegalProfessional Services
Responsibilities
Advise financial services clients on a broad range of regulatory and compliance matters
Interpret and apply rules and guidance issued by the SEC, FINRA, and state securities regulators
Support regulatory examinations, inquiries, and audits
Advise on internal policies, procedures, and supervisory controls
Partner with compliance, risk, and business teams on day-to-day regulatory questions
Qualification
Required
Licensed to practice law and in good standing in state of residence
At least 5 years of experience advising on financial services regulatory and compliance matters within a law firm or corporate legal department
Experience supporting broker-dealers, investment advisers, wealth management firms, or other regulated financial services organizations
Familiarity with SEC, FINRA, and state securities regulatory frameworks
Ability to independently manage regulatory and compliance matters with minimal supervision
Strong analytical, written, verbal, and interpersonal skills
J.D. from an accredited law school
Outstanding professional references
Preferred
Prior experience at a large law firm, a well-regarded financial services or regulatory boutique, and/or a financial services organization
Experience supporting regulatory examinations, audits, or inquiries
Benefits
Complimentary professional liability insurance coverage for work or acts or omissions provided within the scope of a Latitude-authorized engagement
Group medical, dental, and vision insurance
Complimentary group life, LTD and AD&D insurance
A qualified 401k plan
CLE and Professional Expense stipend
Company
Latitude Legal
Latitude is a legal services company that provides employing, in-house counseling, and law attorneys.
201-500 employees
Funding
Current Stage
Growth StageLeadership Team
Ross Booher
Chief Executive Officer
Cabot Hyde
Chief Operating Officer
Recent News
DBusiness Magazine
2025-11-26
2025-08-05
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