Fidelity Investments · 16 hours ago
Analyst, Compliance Advisor
Boston, MA
Full-time
Hybrid
New Grad, Entry Level
$60K/yr - $115K/yrFidelity Investments is a leading financial services company, and they are seeking a Compliance Associate to support the operations of their Compliance Programs. This role involves monitoring trade activities, communicating policies to portfolio managers, and providing compliance guidance to ensure adherence to investment policies.
Asset ManagementFinanceFinancial ServicesRetirementWealth Management
No H1B
Responsibilities
Supporting the operations of the Fidelity Compliance Programs by daily monitoring of trade activities for specific equity, fixed income, high income and alternative funds and accounts to ensure that their investment policy limitations are followed
Communicating client, regulatory, prospectus, Board, and internal policies to portfolio managers and traders
Educating portfolio managers and traders on applicable fund/account guidelines and trading policies; and implementing effective mechanisms to provide timely reporting
Monitoring complex investment strategies
Providing AMC management with information on current trends and issues recognized during assignments and recommend plans for improvement
Qualification
Required
Knowledge of or experience in the financial services industry, compliance and/or operations
Strong communication skills, when needed to present on investment compliance topics and to senior investment professionals
Strong analytic skills, resourcefulness, problem-solving abilities, and attention to detail
Valued teammate with good interpersonal skills and like to work collaboratively across functions
Able to identify key opportunities for improvements in process through technology solutions
Preferred
Bachelor's degree in a business discipline (finance, general business or economics) preferred
Benefits
Comprehensive health care coverage and emotional well-being support
Market-leading retirement
Generous paid time off and parental leave
Charitable giving employee match program
Educational assistance including student loan repayment, tuition reimbursement, and learning resources to develop your career
Company
Fidelity Investments
Fidelity’s mission is to strengthen the financial well-being of our customers and deliver better outcomes for the clients and businesses we serve.
Founded in 1946
10001+ employees
Funding
Current Stage
Late StageTotal Funding
$152.82MKey Investors
Apple
2020-12-28Secondary Market· $2.5M
2018-01-14Secondary Market· $1M
2017-05-03Secondary Market· $12.5M
Leadership Team
Abigail Johnson
Chairman & CEO
Jeanmarie Ward
Senior Vice President of Architecture
Recent News
2026-01-23
Livemint.com
2026-01-22
Company data provided by crunchbase