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Fidelity Bank · 6 hours ago

Analyst, Compliance Advisor

Boston, MA

Full-time

Hybrid

New Grad, Entry Level

$60K/yr - $115K/yr

Fidelity Bank is a financial services company that is seeking a Compliance Associate to support its Compliance Programs. The role involves monitoring trade activities, educating portfolio managers on guidelines, and providing management with insights on compliance trends.

BankingBitcoinCustomer ServiceFinancial ServicesInsuranceWealth Management

No H1B

Responsibilities

Supporting the operations of the Fidelity Compliance Programs by daily monitoring of trade activities for specific equity, fixed income, high income and alternative funds and accounts to ensure that their investment policy limitations are followed

Communicating client, regulatory, prospectus, Board, and internal policies to portfolio managers and traders

Educating portfolio managers and traders on applicable fund/account guidelines and trading policies; and implementing effective mechanisms to provide timely reporting

Monitoring complex investment strategies

Providing AMC management with information on current trends and issues recognized during assignments and recommend plans for improvement

Qualification

Financial services knowledgeCompliance experienceAnalytic skillsProblem-solving abilitiesProcess improvementCommunication skillsInterpersonal skillsAttention to detailTeam collaboration

Required

Knowledge of or experience in the financial services industry, compliance and/or operations

Strong communication skills, when needed to present on investment compliance topics and to senior investment professionals

Strong analytic skills, resourcefulness, problem-solving abilities, and attention to detail

Valued teammate with good interpersonal skills and like to work collaboratively across functions

Able to identify key opportunities for improvements in process through technology solutions

Preferred

Bachelor's degree in a business discipline (finance, general business or economics)

Benefits

Comprehensive health care coverage and emotional well-being support

Market-leading retirement

Generous paid time off and parental leave

Charitable giving employee match program

Educational assistance including student loan repayment, tuition reimbursement, and learning resources to develop your career

Company

Fidelity Bank

Fidelity Bank is a commercial bank providing services financial sercvices.

Founded in 1974

Atlanta, Georgia, USA

1001-5000 employees

http://www.LionBank.com

Funding

Current Stage

Late Stage

Total Funding

unknown

2018-12-17Acquired

2014-09-01Private Equity

Company data provided by crunchbase