Chase · 14 hours ago
Trade Lifecycle Manager II - Legal Entity Oversight & Control
575 Washington Blvd, Jersey City, NJ, 07310, US
Full-time
Onsite
Entry, Mid Level
$86K/yr - $123K/yr
2+ years expChase is a leading financial institution offering innovative financial solutions. The Trade Lifecycle Manager II will support core operations of the U.S. Broker-Dealer, overseeing compliance, settlements, and regulatory reporting to ensure adherence to regulations.
BankingFinancial Services
Responsibilities
Prepare and submit required regulatory reports, such as Extensions of Time, accurately and on schedule
Assist in developing, implementing, and maintaining the firm's Written Supervisory Procedures (WSPs) and Standard Operating Procedures (SOPs), ensuring alignment with daily processes
Collaborate with other lines of business, including legal, compliance, technology, and settlement operations to help ensure the firm remains in compliance with all regulations
Identify potential compliance and operational risks through analysis of existing reporting infrastructure, documenting processes to support audits and examinations
Participate in forums, presenting metrics and project updates to senior leadership to keep them informed of key initiatives and areas of concern
Qualification
Required
Bachelor's degree in Finance, Accounting, Business, or a related field
2+ years of experience in the securities industry
Exceptional attention to detail, with strong analytical and problem-solving abilities
Excellent verbal and written communication skills, with the ability to explain technical subject matter to various audiences
FINRA Securities Industry Essentials & Series 99 required, or commitment to obtain within 120 days of hire
Preferred
Strong knowledge of U.S. securities laws, rules, and regulations, including SEC and FINRA requirements
Demonstrated project management skills, with experience supporting complex projects and change management initiatives
Ability to influence decisions and drive improvements in operational efficiency and risk mitigation
Experience with advanced data analysis tools (i.e., Alteryx, Tableau, UI Path)
Benefits
Comprehensive health care coverage
On-site health and wellness centers
A retirement savings plan
Backup childcare
Tuition reimbursement
Mental health support
Financial coaching
Company
Chase
Chase provides broad range of financial services. It is a sub-organization of JP Morgan Chase.
10001+ employees
Funding
Current Stage
Late StageLeadership Team
Mike McDonnell
Managing Director, Head of Chase Travel Platform Product
Nicole Sanchez
Managing Director, Consumer Bank, GM and Product Executive, Growth Financial Products
Recent News
2026-01-24
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