Kintec Search, Inc. · 14 hours ago
FERC Compliance Analyst
United States
Full-time
Remote
Mid Level
$100K/yr - $130K/yr
3+ years expKintec Search, Inc. is seeking a FERC Compliance Analyst to support the energy management team in ensuring compliance with regulatory requirements across North American gas and power markets. The role involves conducting trade surveillance, maintaining compliance documentation, and assisting in the implementation of compliance programs.
Staffing & Recruiting
Hiring Manager
Eugene Meehan
Responsibilities
Support the energy management team by ensuring compliance with internal policies and procedures and external regulatory requirements across North American gas and power markets (physical and financial)
Support the implementation of the FERC Generation Compliance Program and to effectively administer the program in concert with the various business units and departments under the supervision of the Director, FERC Generation Compliance
Conduct risk-based trade surveillance and monitor commodity trading activities to identify, assess, and mitigate regulatory risks associated with trading physical and financial energy commodities
Monitor and evaluate daily trading positions for compliance with federal and exchange limits
Assist in the implementation of automated systems for position limit monitoring and trade surveillance
Assist in the maintenance and distribution of compliance policies and procedures as it relates to commodity trading activities and monitor adherence to these policies
Assist with internal investigations and audits and respond to compliance queries
Assist in the development and administration of asset registration process, focusing on issuing and auditing digital certificates to access organized markets for internal stakeholders
Maintain and organize compliance documentation to ensure accuracy, completeness, and adherence to record retention requirements
Maintain up-to-date knowledge of relevant rules and regulations from ISOs/RTOs, trading exchanges, CFTC and FERC
Conduct counterparty onboarding process, including KYC requests
Qualification
Required
Have a Bachelor Degree and/or Master's Degree
Have a minimum 3+ years in operational or market compliance, ideally within a commodity trading environment
Have a solid understanding of the physical and financial energy commodity markets and products, including hands-on experience with financial and commodity trading compliance frameworks
Have excellent written and oral communication skills, organizational skills, and problem-solving skills
Have the proven ability to respond quickly and effectively to time-sensitive trading and compliance demands
Are detail oriented and proficient in MS Office tools (Word, Excel, PP); and Power BI and scripting tools and programming languages
Are able to multitask and effectively manage time to meet deadlines
Are able to define and set priorities, follow through, and respond to changes in a dynamic environment with minimal supervision
Preferred
Support the administration and management of commodity trading compliance training program, including design and delivery of onboarding training requirements, tracking completions and attestations in the LMS, and maintaining training evidence for internal and regulatory reviews
Assist in the management and completion of FERC and CFTC regulatory filings
Work cross-functionally with other departments in collection and gathering of data
Support the Sr. Analyst, FERC Generation Compliance in the review and submission of filings
Company
Kintec Search, Inc.
Headquartered in New York City, our team specializes in delivering top talent across the Power Delivery, Energy Transition, Renewables, and Built Environment sectors throughout the United States.
11-50 employees
Funding
Current Stage
Early StageLeadership Team
Sean P. Replogle
Chief Executive Officer
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