Fidelity Bank · 23 hours ago
Senior Compliance Advisor
Jersey City, NJ
Full-time
Hybrid
Mid, Senior Level
$85K/yr - $171K/yr
3+ years expFidelity Bank is seeking a Senior Compliance Advisor within the Fidelity Institutional and Fund and Brokerage Operations & Technology Compliance organization. In this role, you will serve as a business partner promoting ethical conduct and compliance, providing regulatory support, and collaborating with various teams to strengthen the compliance program.
BankingBitcoinCustomer ServiceFinancial ServicesInsuranceWealth Management
No H1B
Responsibilities
Understanding the evolving broker-dealer regulatory environment; reviewing and analyzing regulatory requirements and potential impact to the broker-dealer
Supporting the Regulatory Management Team by assisting with timely responses to regulatory exams
Strong attention to detail
Strong analytical, organizational, and critical thinking skills
Positive interpersonal communication skills; ability to work independently and as part of a close-knit team
Ability to work effectively managing competing priorities in a fast-moving, challenging regulatory environment
Proven track record of implementing process improvements in previous roles
Qualification
Required
Understanding the evolving broker-dealer regulatory environment; reviewing and analyzing regulatory requirements and potential impact to the broker-dealer
Supporting the Regulatory Management Team by assisting with timely responses to regulatory exams
Strong attention to detail
Strong analytical, organizational, and critical thinking skills
Positive interpersonal communication skills; ability to work independently and as part of a close-knit team
Ability to work effectively managing competing priorities in a fast-moving, challenging regulatory environment
Proven track record of implementing process improvements in previous roles
4-year college degree required
Preferred
MBA or JD is a plus
Minimum 3-5 years of related experience in Compliance, Risk, or Legal is preferred
Benefits
Comprehensive health care coverage and emotional well-being support
Market-leading retirement
Generous paid time off and parental leave
Charitable giving employee match program
Educational assistance including student loan repayment, tuition reimbursement, and learning resources to develop your career
Company
Fidelity Bank
Fidelity Bank is a commercial bank providing services financial sercvices.
1001-5000 employees
Funding
Current Stage
Late StageTotal Funding
unknown2018-12-17Acquired
2014-09-01Private Equity
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