SoFi · 14 hours ago
SOX Data Analytics & AI Manager
Frisco, TX
Full-time
Onsite
Senior Level
$115K/yr - $216K/yr
5+ years expSoFi is a next-generation financial services company and national bank that is transforming personal finance through innovative technology. The SOX Data Analytics & AI Manager will be responsible for developing and implementing data analytics and automation solutions for the SOX PMO & Testing teams, enhancing efficiency in SOX program execution and collaborating with various stakeholders to ensure compliance and improve internal controls.
CreditCredit CardsFinancial ServicesFinTechLendingWealth Management
Responsibilities
Use data analytics, automation techniques and AI to increase efficiency and effectiveness in the SOX program execution (e.g., risk assessments, testing, fraud risk detection, deficiency analysis), program analytics/monitoring as well advise the business control owners on mechanisms to automate controls
Develop, Build and Lead the SOX Data Analytics and AI program
Create SOX Data Analytics and AI program framework and policy/standards
Work closely with the SOX team and cross-functional stakeholders to translate business objectives into technical specifications for data analytics and automation projects. This includes understanding the SOX business need, identifying technical requirements and bridging the gap between complex data and systems, business needs and internal control requirements
Lead the integration of AI and Automation tools to enhance testing efficiency. Develop and deploy automated continuous control monitoring solutions to provide comprehensive coverage of high-risk areas, shifting from point-in-time assurance to continuous assurance
Design and implement automated data pipelines, build SQL queries and data extraction scripts for evidence retrieval and control testing, reducing manual intervention
Collaborate with business stakeholders and EPD teams to design and implement integrated solutions that meet business and internal control requirements
Identify opportunities for process improvement through automation within the internal control environment
Partner with other Data Analytics teams across the three lines of defense to drive cross-functional data analytics projects, such as the build out of a shared data warehouse and code library, and harmonize risk and control reporting across
Establish internal policies, procedures and standards for the deployment and use of Automation and AI within the internal control environment
Collaborate with the SOX Sr Director, SOX Sr Program Manager, SOX IT Testing Lead and other SOX Leads to identify reporting needs, develop and implement dashboards, including the monitoring of SOX Program (e.g., Audit Status, Issue Trends, Resourcing, Budgeting)
Key management consultant, and internal controls expert in building and maintaining ongoing relationships with the various lines of business included in the company's SOX process
Responsibilities also include the following: 1) adhering to and complying with all applicable, federal and state laws, regulations and guidance 2) adhering to company policies and procedures, 3) completing required training
Support other assignment and ad hoc matters as required
Qualification
Required
Education: Bachelor's Degree
5-7 or more years of Data Analytics experience, including 2-3 years of data analytics within internal audit control teams
Proficiency in SQL, Python and other languages, including writing complex SQL queries to pull data
Experience with business intelligence, data warehousing and dashboarding, including Snowflake, Tableau and PowerBI
Ability to work independently and lead in ambiguity and in a fast-paced environment
Understanding of data lineage and integrity
Driven by Excellence - you are driven by our mission and our passion for customer success which means you relentlessly pursue excellence, that you do not tolerate mediocrity and you work intensely to achieve your goals
High Integrity - you seek open and honest communication, and you hold yourself to very high moral and ethical standards
You reject manipulation, dishonesty and intolerance
Critical thinking, analytical and strategic skills
Ability to independently navigate within an ambiguous environment
Organized, detailed, proactive, self-motivated, collaborative
Proven ability to work cross functionally and adapt to change are extremely important
Ability to prioritize workloads and ensure deadlines are consistently met
High integrity and ability to handle confidential information
Ability to define deliverables, build budgets and project plans, align resources and specialists for project teams
Strong project management skills and organizing ability with successful experience in concurrently managing multiple projects at varying levels of technical difficulty
Strong teamwork and communication skills (both oral and written)
Preferred
Big 4 Accounting Firm experience is strongly preferred
CPA and CIA/CISA or strongly preferred
Prefer FinTech, banking and/or financial services experience primarily focused on IT SOX or IT enterprise-wide risk management and ICFR controls consulting
Practical and deep knowledge of IT / BP SOX, ICFR and COSO and baseline understanding of business process controls
Expertise in performing SOX testing, including ITGCs, ITACs, Manual Controls and Key Report Testing (e.g., examining report configurations, scripts)
Company
SoFi
SoFi is a finance company that offers a range of lending and wealth management services.
1001-5000 employees
H1B Sponsorship
SoFi has a track record of offering H1B sponsorships. Please note that this does not
guarantee sponsorship for this specific role. Below presents additional info for your
reference. (Data Powered by US Department of Labor)
Distribution of Different Job Fields Receiving Sponsorship
Represents job field similar to this job
Trends of Total Sponsorships
2025 (213)
2024 (117)
2023 (131)
2022 (118)
2021 (81)
2020 (42)
Funding
Current Stage
Public CompanyTotal Funding
$12.25BKey Investors
Fortress Investment GroupPGIMQatar Investment Authority
2025-12-04Post Ipo Equity· $1.5B
2025-07-29Post Ipo Equity· $1.5B
2025-04-17Post Ipo Debt· $3.2B
Leadership Team
Anthony Noto
CEO
Jeremy Rishel
Chief Technology Officer
Recent News
2026-01-22
2026-01-20
The Motley Fool
2026-01-17
Company data provided by crunchbase