Block · 6 hours ago
Internal Audit Senior Manager - Regulatory Compliance
Bay Area, CA, United States of America
Full-time
Onsite
Senior Level, Lead/Staff, Director/Executive
$123K/yr - $223K/yr
10+ years expBlock is a company focused on economic empowerment, and they are seeking an Internal Audit Senior Manager - Regulatory Compliance. This role is responsible for overseeing and executing the Internal Audit plan with a focus on regulatory compliance audits, while also developing strategies for the Internal Audit team and managing external partnerships.
Financial Services
Responsibilities
Lead and execute regulatory compliance audits covering financial crime (AML/BSA) and consumer protection laws and regulations
Manage essential aspects of the regulatory compliance audit strategy, and effectively represent the Internal Audit team by providing strategic direction and expertise in the regulatory compliance audit approach and execution
Be proficiently knowledgeable in payments compliance for regulatory requirements and expectations across various systems, environments, and business units
Build governance and risk management processes through conducting risk assessments, driving delivery of the Internal Audit plan in accordance with established methodology, procedures, and documentations
Oversee and manage external consultant relationships as needed based on the staff resourcing requirements of any audit project
Develop and promote collaborative relationships with internal and external partners (external auditors, outsourced partners, process and control owners)
Proactively anticipate business partner needs and opportunities for involvement
Manage special audit projects in an ad-hoc manner
Qualification
Required
10+ years in audit execution across operational, compliance and regulatory audits including technology audits, and experience managing teams in a well-disciplined organization where best practices are integral to the management of the business
A BA/BS degree in Accounting, Finance or related field required; Big 4 firm experience highly preferred
Experience in a Fintech Internal Audit organization and strong knowledge of U.S. payments and banking laws and regulations, specifically FinCEN, CFPB, and FDIC
Experience with AML/CFT audits, technical accounting, SOX/audit methodologies, and risk management responsibilities within a complex, technology, financial services, and regulated business
Excellent communication, interpersonal, and presentation skills, including outstanding ability to summarize complex issues into succinct communication for a wide range of internal and external executive constituents
Strong experience in project management and cross-functional collaboration, with the ability to navigate and solution complex situations
Exceptional problem solving and analytical skills, with the ability to efficiently synthesize problems and make sound business decisions
Strong drive for results and success, conveying a sense of urgency and driving issues to closure in a fast-paced, evolving business and risk environment, with unquestionable integrity and discretion
Preferred
Professional Certification (CAMS, CPA, CIA, CISA, etc.) is preferred
Benefits
Remote work
Medical insurance
Flexible time off
Retirement savings plans
Modern family planning
Company
Block
Block is one company built from many blocks, all united by the same purpose of economic empowerment.
10001+ employees
H1B Sponsorship
Block has a track record of offering H1B sponsorships. Please note that this does not
guarantee sponsorship for this specific role. Below presents additional info for your
reference. (Data Powered by US Department of Labor)
Distribution of Different Job Fields Receiving Sponsorship
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Trends of Total Sponsorships
2025 (257)
2024 (253)
2023 (260)
2022 (297)
Funding
Current Stage
Late StageLeadership Team
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Chief Financial Officer
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Recent News
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