Nomura · 2 hours ago
eTrading Risk and Controls
New York, United States
Full-time
Onsite
Mid LevelNomura is a leading global electronic trading platform through its subsidiary Instinet, offering innovative solutions to institutional clients. The eTrading Risk and Controls role focuses on maintaining a robust control framework for low touch electronic trading, ensuring compliance with governance frameworks and regulatory requirements while supporting business development initiatives.
BankingFinanceFinancial Services
Responsibilities
Governance and oversight of Equities low touch eTrading activities in US including maintenance of algorithms & risk controls inventory and related documentation, conduct annual review and attestation
Provide expert guidance to eTrading businesses in US with respect to eTrading Governance Framework including adherence to eTrading Policy and local regulatory requirements such as 15c35, Reg ATS
Facilitate new algo and material change approval process, vendor due diligence
Work with business and second line in design and calibration of eTrading risk controls
Development of strategic tool for maintenance of inventory, documentation and managing workflow
Liaising with Regulators and Audit when required
Assist in development of eTrading policy, training, control processes and procedures
Co-ordination of regional or legal entity specific governance forums
Co-ordination of Risk and Control Self-Assessment and review and challenge of operational risk events
Qualification
Required
A strong understanding of algorithmic trading systems and the inherent risks involved in their use, along with various controls used to mitigate such risks
Strong communication skills and ability to engage with all levels of management
A self-starter with an ability to drive initiatives and collaborate with global counterparts on deliverables
Ability to analyse, interpret, re-factor and present complex data-sets. Strong Excel and presentation skills preferable
Track record of sound risk management to reduce operational and conduct risk and facilitate rapid business development
Preferred
Knowledge of local regulations and key exchange rules relating to algorithmic trading preferable
Experience in E-Trading, Technology, Compliance, Operational Risk Management, Audit and/or other relevant function preferable
Company
Nomura
Nomura is an investment banking and securities firm that serve the needs of individuals, institutions, corporate and governments. It is a sub-organization of Nomura Capital Management.
Founded in 1925
10001+ employees
Funding
Current Stage
Public CompanyTotal Funding
unknown2001-12-17IPO
Leadership Team
Nags Sankaranarayanan
CEO - Asia Ex- Japan / Nomura Asia Pacific Holdings, Senior Managing Director
Jean-Michel Domard
Executive Director
Recent News
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