RBC · 1 day ago
Associate Director, Compliance Operations and Financial Management
Jersey City, New Jersey, United States of America
Full-time
Onsite
Mid, Senior Level, Lead/Staff
$120K/yr - $200K/yr
5+ years expRBC is a leading bank in the financial services industry, seeking an Associate Director of Compliance Operations & Financial Management. The role focuses on executing financial governance for the Compliance function, overseeing budgets, resource allocation, and supporting business management activities.
BankingFinancial ServicesWealth Management
Responsibilities
Manage the staff request process and track metrics for full time employees across the Compliance function, ensuring alignment with organizational structure deliverables and staffing plans
Exercise financial control and oversight for Compliance operations, establishing governance controls through KPI tracking in critical expense lines, budget monitoring, and spend analysis to support informed decision-making
Develop and maintain internal Compliance function policies and procedures for financial governance, hiring resource management, and budget spending, ensuring alignment with Functions Finance and RBC Enterprise policies
Lead the execution of financial planning, forecast updates, and cost allocation exercises; conduct financial and FTE analyses to support Compliance's strategic initiatives and provide data-driven insights to leadership
Drive key business management initiatives on behalf of Compliance within the Law Group and Compliance Group (LACG) / RBC Enterprise, including the Annual Functions Review, Enterprise Cost Champion activities, and other delegated priorities
Manage high-level administrative activities related to resource allocation and organizational structure deliverables, track and report on operational metrics and budget performance to the Director of Strategy & Operations and senior leadership
Support the Director of Strategy & Operations on compliance function policies and procedures, providing recommendations on financial governance and resource optimization
Engage with and assist the technology portfolio team as needed, providing financial analysis and resource planning support for compliance technology initiatives
Qualification
Required
Bachelors degree
5+ years of financial management, operations, or program delivery experience, with demonstrated capability in managing complex budgets, resource allocation, and organizational change within matrix environments
Ability to work effectively in a matrix environment with multiple stakeholders across functions and geographies
Demonstrated skill in process management and continuous improvement; experience managing complex operational and financial processes at scale
Accountability, leadership, initiative, teamwork, and the ability to drive impact and influence across the organization
Strong business orientation with the ability to understand stakeholder needs, address conflicts, and prioritize competing priorities effectively
Advanced communications skills, both written and verbal, with the ability to present financial and operational insights to senior leadership
Advanced research and analytical skills with the ability to translate complex data into actionable recommendations
Ability to maintain confidentiality of highly sensitive information
Preferred
JD, Master's Degree, or other designations (e.g., CFA)
Benefits
A discretionary bonus
Benefits such as a 401(k) program with company-matching contributions
Health, dental, vision, life and disability insurance
Paid time-off plan
Company
RBC
Royal Bank of Canada is a global financial institution with a purpose-driven, principles-led approach to delivering leading performance.
10001+ employees
H1B Sponsorship
RBC has a track record of offering H1B sponsorships. Please note that this does not
guarantee sponsorship for this specific role. Below presents additional info for your
reference. (Data Powered by US Department of Labor)
Distribution of Different Job Fields Receiving Sponsorship
Represents job field similar to this job
Trends of Total Sponsorships
2025 (29)
2024 (17)
2023 (3)
2022 (4)
2021 (1)
2020 (2)
Funding
Current Stage
Public CompanyTotal Funding
$16.3B2025-10-30Post Ipo Debt· $5B
2025-09-15Post Ipo Debt· $1.35B
2025-07-10Post Ipo Debt· $177.74M
Leadership Team
Graeme Hepworth
Chief Risk Officer
Kelly Bradley
Chief Human Resources Officer
Recent News
2026-01-22
Qatar Tribune
2026-01-21
Company data provided by crunchbase