U.S. Bank · 15 hours ago
Regulatory Exam Manager
Charlotte, NC
Full-time
Hybrid
Senior Level, Lead/Staff
$120K/yr - $141K/yr
8+ years expU.S. Bank is on a journey to enhance financial decision-making for customers and communities. The Regulatory Exam Manager will oversee the Bank's examination management program, ensuring a consistent approach across the enterprise and managing relationships with regulators and business lines.
BankingFinancial ServicesInsuranceMortgageWealth Management
Responsibilities
Exam planning
Researching exam history and regulatory trends to provide strategic perspectives to business lines and senior management
Preparing exam responses and coordinating interviews and meetings
Assembling multidisciplinary teams, including subject matter experts and other personnel
Preparing briefing books, position papers, or presentations
Tracking the status of regulator requests and submissions
Monitoring and reporting on exam status, including escalation of potential issues as they become apparent
Assisting in the resolution of regulatory issues
Maintaining exam records
Fostering strong relationships with regulators, business lines, and senior management
Developing and fostering relationships with business-line personnel, and collaborating to ensure timely and thorough resolution plan status updates
Keeping informed of regulatory trends
Exercising sound judgment to meet position responsibilities
Maintain partnerships and general support to assigned groups in regulatory matters, and manage or perform other tasks or projects as assigned or needed
Qualification
Required
Bachelor's degree, or equivalent work experience
Typically more than 8 years of applicable experience
Preferred
Substantial experience in regulatory compliance activities, or equivalent work experience managing complex processes regarding legal or regulatory matters (such as litigation, project management, risk management, or audit)
Proficiency in office applications; including word processing, PowerPoint, spreadsheets, and databases
Excellent verbal and written communication skills
Ability to research and manage multiple projects and deadlines simultaneously
Strong presentation skills
Advanced degree or certifications, including JD or MBA, strongly preferred
Substantial experience in regulatory compliance activities, or equivalent work experience managing complex processes regarding legal or regulatory matters (such as litigation or project management)
Advanced knowledge of government and regulatory laws and regulations; and the supervisory oversight exercised by the Office of the Comptroller of the Currency (OCC), Federal Reserve Bank (FRB), the Consumer Financial Protection Bureau (CFPB), Securities and Exchange Commission (SEC), Commodity Futures Trading Commission (CFTC), Financial Industry Regulatory Authority (FINRA), and the National Futures Association (NFA)
Thorough knowledge of U.S. Bancorp operations, policies, and procedures
Benefits
Healthcare (medical, dental, vision)
Basic term and optional term life insurance
Short-term and long-term disability
Pregnancy disability and parental leave
401(k) and employer-funded retirement plan
Paid vacation (from two to five weeks depending on salary grade and tenure)
Up to 11 paid holiday opportunities
Adoption assistance
Sick and Safe Leave accruals of one hour for every 30 worked, up to 80 hours per calendar year unless otherwise provided by law
Company
U.S. Bank
At U.S.
10001+ employees
Funding
Current Stage
Public CompanyTotal Funding
$991MKey Investors
U.S. Department of the TreasuryMitsubishi UFJ Financial Group
2023-09-29Post Ipo Debt· $55M
2023-08-03Post Ipo Debt· $936M
1978-01-13IPO
Leadership Team
John C Stern
CFO
Shruti Patel
Executive Vice President & GM, CPO- Business Banking segment
Recent News
2026-01-22
2026-01-20
2026-01-20
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