Charles Schwab · 12 hours ago
Manager, Advisor Wealth Services Trading Services
US-TX-Westlake
Full-time
Onsite
Entry, Mid Level
$100K/yr - $110K/yr
2+ years expCharles Schwab is a financial services company that emphasizes collaboration and innovation in the finance industry. They are seeking a Manager for Advisor Wealth Services Trading Services, who will act as a subject matter expert for registered investment advisors regarding trading operations.
Financial Services
Responsibilities
Direct client interface through the reception of inbound calls from RIAs and end clients
Process equity and option trades via phone
Review and resolve any trade and/or allocation issues that result from Schwab Advisor Center
Cover trades for advisor errors
Reviews and process liquidate and transfer instructions, faxed trades, and worthless security removals
Process foreign, complex option orders, and not held trades for advisors and work directly with market centers to ensure proper execution
Educate, acclimate and support advisors on entering trades and allocating through our proprietary trading software (Schwab Advisor Center, iRebal, thinkpipes and FIX) enabling them to become self-sufficient in these areas
Qualification
Required
Bachelor's degree or equivalent professional experience
2–3 years of financial services and client service experience
Active Series 7 and Series 63 licenses
Proficiency with Microsoft Word, Excel, and Outlook
Hands‑on experience with equity, stock, and options trading
Exceptional communication and active listening skills
Ability to quickly build rapport with advisors and clients, accurately assess needs, and clearly articulate solutions
Demonstrated ability to work independently with strong attention to detail, urgency, and accuracy
Proven capability to prioritize tasks and perform effectively under pressure
Highly self‑motivated and committed to delivering excellent client service
Working knowledge of risk management concepts and the ability to assess exposure for large or complex trades
Understanding of securities regulations, basic corporate actions, reorganizations, and general market mechanic
Company
Charles Schwab
We have plans for every turn you take.
10001+ employees
H1B Sponsorship
Charles Schwab has a track record of offering H1B sponsorships. Please note that this does not
guarantee sponsorship for this specific role. Below presents additional info for your
reference. (Data Powered by US Department of Labor)
Distribution of Different Job Fields Receiving Sponsorship
Represents job field similar to this job
Trends of Total Sponsorships
2025 (579)
2024 (468)
2023 (455)
2022 (705)
2021 (483)
2020 (282)
Funding
Current Stage
Late StageLeadership Team
J
Jim McGreevy
Senior Project Manager
Recent News
2025-10-04
Company data provided by crunchbase