HSBC · 18 hours ago
Investment Specialist
Miami, FL
Full-time
Hybrid
Mid LevelHSBC is a global bank dedicated to opening up opportunities for its customers. The Investment Specialist role involves providing professional investment support and trade execution for clients, ensuring compliance with regulations, and developing effective relationships with internal and external counterparts.
Financial Services
No H1B
Responsibilities
Order receipt, entry and execution for all non-discretionary products for HSBC WPB clients
Execute trades properly, ensuring accuracy, timeliness and adherence to trade procedures
Maintain compliant and accurate trade blotters
Identify, respond to and report trade discrepancies; immediately investigate and resolve discrepancies
Provide product and execution guidance and support for all HNW and Wealth RMs, ICs, ICAs, CSEs, Product Specialists and HNW supervisors
Support Middle Office and Operations on all trade related matters and reports
Support Business Management and Regulatory Compliance
Maintain proper desk activity records
Respond to regulatory inquiries as needed
Qualification
Required
Bachelor's degree in business, related field or equivalent experience
Proven and progressive service and related financial services industry experience
Licensed Registered Representative, Series 7, 63
Language Skills: English is a requirement; Spanish and/or Portuguese are desirable (Fluent)
Strong research, communication, organizational, analytical, customer service, sales and problem-solving skills
Knowledge of markets and traditional and non-traditional service providers
Experience in booking of trades, investigating trade breaks and resolving trade discrepancies
Proficiency with personal computers as well as pertinent mainframe systems and software, for example, Bloomberg, Pershing NetX360, Microsoft Outlook, specifically Excel, etc
Strong interpersonal skills and impeccable phone manners – Must be well-spoken and well written, with a people focused attitude
Strong knowledge of regulations affecting area of responsibility
Benefits
Wellness Hub
Industry-leading volunteerism policy
Generous matching gift program
Comprehensive program of immersive Sustainability and Climate Change Initiatives
Employee Resource Groups
Company
HSBC
HSBC is a banking and financial services organization that offers a range of services such as investment banking and asset management.
Founded in 1865
10001+ employees
Funding
Current Stage
Public CompanyTotal Funding
$12.33B2025-12-01Post Ipo Debt· $1.45B
2025-09-10Post Ipo Debt· $1.5B
2025-03-03Post Ipo Debt· $6.5B
Leadership Team
Elie El Asmar
Chief Executive Officer
Georges Elhedery
CEO
Recent News
pv magazine USA
2026-01-23
2026-01-23
2026-01-23
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