Customer Service Specialist jobs in United States
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Regal Securities, Inc. · 6 hours ago

Customer Service Specialist

positionMiami, FL
timeFull-time
remoteOnsite
seniorityEntry Level
date1+ years exp

Regal Securities, Inc. is a pioneer in the discount brokerage industry, seeking a detail-oriented Customer Service Specialist to join their team in Miami. The role involves providing high-touch support to active traders, collaborating with compliance teams, and assisting in brand-building initiatives.

Financial Services

Responsibilities

Deliver responsive, high-touch support to a sophisticated trading clientele
Help active traders navigate the technical side of the platform, including order types, margin, and the mechanics of short selling (locating shares and borrow availability)
Work closely with our Compliance Team to ensure all communications and account activities meet rigorous regulatory standards
Assist with brand-building initiatives and member outreach to convey the value of SuccessTrader
Gain comprehensive insight into the operations of a national brokerage firm that has been leading the industry since 1977

Qualification

FINRA Securities Industry EssentialsSeries 7 licenseSeries 63 licenseCustomer service experienceInterest in stock marketBrokerage operations backgroundHigh-volume financial customer serviceCommunication skillsAttention to detail

Required

A degree in Finance, Business, Economics, or equivalent
Articulate, professional, and capable of making complex financial concepts easy to understand
You value compliance and 'doing things the right way' within firm and industry guidelines
This is a strictly in-person role at our Miami office. No remote or hybrid options
FINRA Securities Industry Essentials (SIE) is required

Preferred

1–3 years of customer service experience preferred, combined with a strong interest in the stock market
Series 7 and 63 securities licenses
Background in brokerage operations, trading, or high-volume financial customer service

Company

Regal Securities, Inc.

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In the race to sameness, the financial services industry is attempting to fit advisors and their clients into an increasingly limited set of solutions.
dateFounded in 1977
location
Glenview, Illinois, US
people-size51-200 employees
web-link
http://www.regalsecurities.com

Funding

Current Stage
Growth Stage

Leadership Team

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Andy Zimmer
Chief Executive Officer - Regal Advisory Services - SVP Wealth Management / Regal Securities
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Shawn Herrin
Chief Operating Officer
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Company data provided by crunchbase