Arrowstreet Capital, Limited Partnership · 1 day ago
Regulatory Compliance (Filings)
Boston
Full-time
Onsite
Mid Level
$61K/yr - $95K/yr
3+ years expArrowstreet Capital is a Boston-based systematic investment firm that manages global equity portfolios for institutional investors around the world. They are seeking an experienced compliance professional to provide proactive compliance support with a primary focus on regulatory filings.
Financial ServicesVenture Capital
Responsibilities
Completing global regulatory filings holistically, including:
Daily short and long position and derivatives-related filings
Periodic regulatory filings including Form ADV, CTA-PR, 13F, 13H, TICs, and other global filings
Reviewing internal reporting and collaborating with our trade compliance and portfolio management teams, as necessary, to ensure various thresholds and limits are monitored and escalated, as appropriate
Utilizing and analyzing the results of third-party disclosure tools to complete daily filings
Actively identifying and contributing to opportunities to automate, enhance, implement, and maintain our policies and procedures to mitigate risk areas
Collaborating with the Filings team to identify opportunities for improvements and to assist with the associated implementations, including partnering with our Business Technologies team as appropriate
Collaborating with departments across the firm to provide guidance and gather insights
Understanding regulatory changes (both locally and globally) and understanding how those will impact the firm’s regulatory reporting
Qualification
Required
3-5 years of regulatory compliance experience, preferably at an established investment manager
Experience preparing a variety of regulatory filings for both US and global regulatory bodies
Has knowledge of various securities laws (e.g., the Investment Advisers Act of 1940) and experience with CFTC regulations
Benefits
Annual discretionary bonuses
Robust benefits package
Company
Arrowstreet Capital, Limited Partnership
Founded in 1999, Arrowstreet Capital is an independent private partnership based in Boston, Massachusetts.
501-1000 employees
Funding
Current Stage
Late StageLeadership Team
Nirali Maniar Gandhi
Chief Financial Officer
Aileen Lambert
HR Business Partner
Recent News
Business Wire
2025-07-25
2025-07-18
2025-04-02
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