SMBC Group · 20 hours ago
Financial Crime Compliance ("FCC") Strategy & Governance Analyst
New York, NY
Full-time
Hybrid
Entry Level
$72K/yr - $87K/yr
1+ years expSMBC Group is a top-tier global financial group offering a diverse range of financial services. The Financial Crime Compliance Strategy & Governance Analyst will support FCC Governance and compliance initiatives across the Americas Division, including reporting and coordination with Compliance stakeholders.
AdviceBankingFinancial Services
Responsibilities
Support FCC governance reporting, including drafting presentations, minutes, and related documentation
Support the development, tracking and reporting of Annual Compliance Plan projects for FCC
Coordinate with Compliance stakeholders across the AD on status updates, risks, issues, and escalations
Engage in drafting and review of policies and procedures
Assist with other processes, as needed, including development and maintenance of project plans for FCC projects
Support tracking, reporting, and coordination with FCC stakeholders for the review of new business proposals within the AD
Develop and grow working understanding of the SMBC AD AML, Sanctions, Anti-Bribery and Corruption (“ABC”), and Anti-Fraud Compliance programs
Qualification
Required
BA / BS Degree
Proficiency with PowerPoint, Excel, Teams, Word and other applications within the Office suite
Experience with Compliance, BSA/AML, OFAC, ABC, and/or Anti-Fraud topics
Sense of urgency, accuracy, and accountability; responsive to time sensitive needs
Strong time management skills with the ability to pivot to address competing priorities
Strong communication, organization, meeting management, and presentation skills
Strong analytical skills to identify, document, present, and report issues and risks
Team player mindset, willing to be involved in FCC initiatives, as needed
1-3 years of experience working in a Compliance or Risk team (preferably BSA/AML, OFAC/Sanctions, ABC, and/or Anti-Fraud-related)
Preferred
General knowledge and understanding of Japanese culture is desirable
Benefits
Annual discretionary incentive award
Competitive portfolio of benefits
Company
SMBC Group
SMBC Group is a top-tier global financial group.
10001+ employees
H1B Sponsorship
SMBC Group has a track record of offering H1B sponsorships. Please note that this does not
guarantee sponsorship for this specific role. Below presents additional info for your
reference. (Data Powered by US Department of Labor)
Distribution of Different Job Fields Receiving Sponsorship
Represents job field similar to this job
Trends of Total Sponsorships
2025 (160)
2024 (87)
2023 (73)
2022 (44)
2021 (29)
2020 (26)
Funding
Current Stage
Late StageLeadership Team
Hirofumi Otsuka
Senior Managing Executive Officer & CEO of Americas Division
Juan Kreutz
Head of Structured Finance Solutions and Deputy Head of the Americas
Recent News
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