TD · 12 hours ago
Compliance Reporting Manager (US)
New York, NY
Full-time
Onsite
Mid, Senior Level
$91K/yr - $146K/yr
7+ years expTD is one of the world's leading global financial institutions, and they are seeking a Compliance Reporting Manager to enhance reporting documentation and build a quality control function for compliance reporting. The role involves managing operations, drafting documentation, and ensuring compliance with regulatory requirements while fostering a culture of compliance within the organization.
BankingFinanceFinancial ServicesWealth Management
Responsibilities
Draft and propose enhancements to reporting documentation, including reporting standard, procedures, job aids, and other documentation to align with regulatory requirements and reporting team's responsibilities, ensuring consistency between documentation, as required
Manage and own the review cycle process for all reporting documentation for timely updates
Ability to document the interaction model between the Reporting team and other stakeholders, ensuring consistency in our approach, responsibilities and interaction with other partners
Support the quality control function by enhancing and building reporting checklist and supporting routines for reviewing quantitative and qualitative board and management reporting information and insights, as required
Support the execution of quality controls on board and management reporting, developing action plans where there are gaps and making sure that gaps are addressed
Provide quality control results to respond to audit requests as required, review responses to audit for consistency, clarity, and quality
Create and conduct training to the reporting team and other teams on updates to reporting standard and procedures, and quality control as required
Continue to enhance reporting documentation, quality control processes, suggest ways to improve our interaction model and explore automation opportunities
Qualification
Required
Undergraduate degree or equivalent work experience
7+ years of experience
Preferred
Minimum of 8 years of experience in Compliance, Risk Management, Audit, or a related compliance role
Strong executive written and verbal communication focused on messaging, clarity, and precision
Proficiency in Microsoft Office Suite - especially Microsoft PowerPoint, Excel, Word, and Visio
Strong stakeholder management skills across different Compliance groups to drive high-quality and accurate reporting insights
Strong analytical and communication skills with the ability to escalate and articulate risks to senior leadership
Exceptional attention to detail, organizational skills, critical thinking and policy drafting skills
Familiarity with data visualization tools including PowerBI and Tableau a plus
Benefits
Health and well-being benefits
Savings and retirement programs
Paid time off (including Vacation PTO, Flex PTO, and Holiday PTO)
Banking benefits and discounts
Career development
Reward and recognition
Company
The Toronto-Dominion Bank & its subsidiaries are collectively known as TD Bank Group (TD).
10001+ employees
Funding
Current Stage
Late StageTotal Funding
$65MKey Investors
U.S. Department of the Treasury
2023-10-03Grant· $65M
Leadership Team
Brian Jacobson
Chief of Staff to the CEO, TD Bank, America's Most Convenient Bank
F
Foster Glenn
Senior Vice President Technology and Data Risk Management
Recent News
2026-01-24
2026-01-24
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