JPMorganChase · 2 hours ago
Compliance - Operational Risk Management Lead - Vice President
Jersey City, NJ
Full-time
Onsite
Mid, Senior Level
6+ years expJPMorgan Chase is a leading financial institution offering innovative financial solutions. The Operational Risk Management Lead will ensure the implementation and effectiveness of the Firm’s Operational Risk Management Framework within Asset & Wealth Management, while providing independent oversight and strategic advice.
Asset ManagementBankingFinancial Services
Responsibilities
Understand the operational risk profile as assessed by the business in Control and Operational Risk Evaluation (CORE), key risk & performance indicators, and other controls to identify negative trends and potential control gaps
Identify operational risks associated with New Business Initiatives (NBI) and other programs within the business and challenge the control environment within these programs
Perform deep dive reviews of areas of emerging risk or potential control gaps to identify issues for the business to remediate; document and share analysis with business stakeholders entering issues and action plans firm’s system of record
Provide an independent, objective view of the business and/or function control environment, mitigation strategies and emerging risk
Review internal and external Operational Risk events for opportunities to implement new preventive and detective controls
Provide independent operational risk oversight in key governance forums within control forums and committees; escalate to regional committees and liaise with regulators as needed
Be a trusted advisor for Wealth Management Solutions, control teams, Compliance, Conduct and Operational Risk (CCOR) and Risk colleagues and leverage subject matter knowledge to drive value added dialogue, inform risk based decisions and influence strategic programs decisions
Qualification
Required
Bachelor's Degree with at least 6+ years of industry experience in wealth management/private banking, asset management, institutional capital markets or their control functions such as risk management, compliance, or audit
Expertise in financial services products – e.g. Investment (fixed income, equity, alternatives, derivatives), Lending, Trusts and Estates
Highly disciplined, ability to make independent decisions and work with limited supervision while exceling in a dynamic, demanding environment
Good communicator (written and oral) with strong analytical, problem solving and project management skills with successful track record of completion
Strong analytical skills and proven ability to identify potential process and control issues and develop and present solutions to key stakeholders
Strong interpersonal and influencing skills and ability to embrace and drive change
Ability to multi-task, prioritize and thrive in a fast-paced and evolving environment
Preferred
Familiarity with Wealth Management (WM) and aspects of WM Solutions (e.g. Trust & Estates, Banking, Lending, Product Development, Capital Markets Solutions and Managed Solutions) will be an advantage
Exposure to multiple risk disciplines (e.g., credit, investment, fiduciary, reputation) will be an advantage
Experience with risk management, control management, capital markets structure, compliance and audit in the financial services industry
Self-motivated, driven and intellectually curious
Benefits
Comprehensive health care coverage
On-site health and wellness centers
A retirement savings plan
Backup childcare
Tuition reimbursement
Mental health support
Financial coaching
Company
JPMorganChase
With a history tracing its roots to 1799 in New York City, JPMorganChase is one of the world's oldest, largest, and best-known financial institutions—carrying forth the innovative spirit of our heritage firms in global operations across 100 markets.
10001+ employees
H1B Sponsorship
JPMorganChase has a track record of offering H1B sponsorships. Please note that this does not
guarantee sponsorship for this specific role. Below presents additional info for your
reference. (Data Powered by US Department of Labor)
Distribution of Different Job Fields Receiving Sponsorship
Represents job field similar to this job
Trends of Total Sponsorships
2025 (3471)
2024 (3469)
2023 (3395)
2022 (3594)
2021 (2515)
2020 (2495)
Funding
Current Stage
Public CompanyTotal Funding
unknown1998-02-01IPO
Leadership Team
Allison Beer
CEO of Card Services and Connected Commerce
Dan Mendelson
CEO, Morgan Health
Recent News
2026-01-23
2026-01-22
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