Russell Tobin · 14 hours ago
Business Risk Analyst
Miami, FL
Contract
Onsite
Mid Level
$34/hr - $34/hr
4+ years expRussell Tobin is a company committed to providing a supportive workplace and comprehensive benefits. They are currently seeking a Business Risk Analyst to ensure compliance with regulatory requirements for investment products.
ConsultingHuman ResourcesLegalStaffing Agency
Hiring Manager
Terell Cannon
Responsibilities
Assess client eligibility for purchasing specific investment products within International Wealth Management (IWM)
Review client documentation in accordance with client type, product, and jurisdictional/regulatory requirements
Ensure timely responses to trade requests
Communicate client eligibility criteria and applicable product restrictions to the field
Qualification
Required
4 years of experience in financial services
Bachelor's degree required; advanced degrees are a plus
Experience in product, risk, and regulatory compliance functions
High attention to detail with the ability to meet strict daily deadlines
Excellent analytical and communication skills
Preferred
Familiarity with MiFID II, PRIIPs, AIFMD, and Reg S is a plus
Benefits
Comprehensive healthcare coverage, including medical, dental, and vision plans
Supplemental coverage options such as accident insurance, critical illness insurance, and hospital indemnity
401(k) retirement savings plan
Life & disability insurance
Employee assistance program and legal support
Auto, home, and pet insurance
Exclusive employee discounts with preferred vendors
Company
Russell Tobin
Russell Tobin is a staffing and recruiting company that provides recruitment and staffing advisory services.
201-500 employees
Funding
Current Stage
Growth StageLeadership Team
John Woronowich, JD
Vice President - Search, Staffing & Embedded Partnerships
Ashley Steger
Director of Talent Acquisition and People Operations- Embedded Partnerships
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