Northpointe Staffing Professionals · 15 hours ago
Finance - Compliance - KYC/AML
Miami, FL
Full-time
Onsite
Entry, Mid Level
2+ years expNorthpointe Staffing Professionals is seeking a Finance Compliance professional specializing in KYC/AML. The individual will be responsible for reviewing account opening documents, KYC for clients, and ensuring compliance with the firm's Risk Tolerance Statement.
Staffing & Recruiting
Responsibilities
Account opening documents
KYC for potential prospects and existing clients
Review, understand and comply with the firm's Risk Tolerance Statement
Qualification
Required
Understand BSA/AML/OFAC regulations
basic computer skills
Spanish/English required
Understanding of LATAM-based corporate documents, i.e., corporations, fideicommissa's, and companies, and offshore investment vehicles, i.e., offshore trusts, companies, partnerships
2-3 years of experience
Strong understanding of KYC (know your client)
Strong AML analysis experience
Bilingual in English/Spanish (written & verbal) - MUST be able to carry a conversation in Spanish during an interview
International client onboarding and/or family wealth preservation structuring experience
Prior exposure and review/analysis of corporate/commercial entities in Latin America, Personal Investment Companies, Partnerships, Trust and Complex/multi-layered entities
Needs someone who understands corporate & fiduciary structures (Latin America all the way to Mexico offshore structures & company law)
Understanding of international private banking account opening documents
Understanding of BSA/AML/OFAC regulations and adverse media review and mitigation
Commercial acumen
Quick learner of policies and procedures
MS Office Suite
KYC background
AML analysis
International client onboarding
Corporate/company law documents
Tech-oriented
Soft skills: go-getter, well-mannered, works well under pressure, approachable, problem-solver, accountable and responsible
Preferred
Understanding of private banking & wealth management
Company
Northpointe Staffing Professionals
Located in Hoboken NJ, Northpointe Staffing Professionals is an affiliate of Asset Staffing and is a leading provider of financial, administrative and professional support throughout New Jersey.
0-1 employees
Funding
Current Stage
Early StageCompany data provided by crunchbase