Capital One · 16 hours ago
Principal Associate, Office of Corporate Investigations - Corporate Integrity
Richmond, VA
Full-time
Onsite
Senior Level, Lead/Staff
$121K/yr - $138K/yr
3+ years expCapital One is expanding its Office of Corporate Investigations team to ensure integrity and ethical conduct in its culture. The Principal Associate will lead investigations into alleged insider abuse and unethical conduct, ensuring compliance with regulatory deadlines and managing case information effectively.
Financial Services
No H1B
Responsibilities
Lead complex and objective investigations of alleged unlawful or unethical activity and policy violations
Conduct professional, sensitive, interviews of associates and contractors
Develop and execute comprehensive investigation plans
Maintain well organized case files, authoring detailed, fact-based reports in active voice
Effectively manage and prioritize a dynamic workload of multiple investigations in a fast paced working environment while sustaining strong collaborative relations with various partners
Identify potential systemic breakdowns, process or control gaps, and emerging risks based upon investigative findings and available data, recommending remediation as needed
Cultivate and foster strong partnerships with key investigative partners and stakeholders
Ensure strict confidentiality is maintained throughout all investigative processes
Qualification
Required
Bachelor's degree or military experience
At least 3 years experience conducting internal investigations or financial investigations
Preferred
Relevant advanced degree such as a JD, MBA, or Master's Degree focused in criminology or criminal justice
4+ years experience conducting internal investigations or financial investigations
Wicklander-Zulawski Certification in interviewing methods or equivalent
Experience preparing and reviewing FinCEN Suspicious Activity Reports (SARs)
Certified Financial Crimes Investigator (CFCI), Certified Fraud Examiner (CFE), or Certified Anti-Money Laundering Specialists (CAMS)
Experience with and knowledge of the financial services regulatory environment
Benefits
Capital One offers a comprehensive, competitive, and inclusive set of health, financial and other benefits that support your total well-being.
Company
Capital One
Capital One is a financial services company that provides banking, credit card, auto loan, savings, and commercial banking services.
10001+ employees
Funding
Current Stage
Public CompanyTotal Funding
$5.45BKey Investors
Berkshire Hathaway
2025-09-11Post Ipo Debt· $2.75B
2025-01-30Post Ipo Debt· $1.75B
2023-05-15Post Ipo Equity· $954M
Leadership Team
Daniel Arellano
Senior Vice President, Business Cards and Payments
Justin Burch
Senior Vice President
Recent News
2026-01-25
2026-01-25
2026-01-25
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