Robertson & Company Ltd. · 18 hours ago
Equity Settlement Associate
Jersey City, NJ
Contract
Hybrid
Entry, Mid Level
$42/hr - $42/hr
2+ years expRobertson & Company Ltd. is seeking a skilled Equity Settlement Associate to join their client, a top financial institution with significant North American holdings. The role involves executing and monitoring global securities settlements, resolving discrepancies, managing cash movements, and ensuring compliance with regulatory requirements.
ConsultingRecruitingStaffing Agency
Responsibilities
Execute and monitor global securities settlements
Resolve breaks, confirmations, and discrepancies promptly
Manage cash movements and ensure accurate postings in the bank’s books and records
Provide guidance on corporate actions and entitlements
Act as backup for team members and manager
Assist in workflow coordination, quality control, and training initiatives
Maintain adherence to regulatory requirements (e.g., SEC, FINRA, REG 204 Buy-In)
Identify and escalate risk breakdowns in processes
Support business continuity planning and testing
Participate in process enhancements and system upgrades
Analyze data for insights and recommend improvements
Qualification
Required
Bachelor's degree in finance, Business, or related field
2-4 years of experience in securities settlement or capital markets operations
Proficiency in relevant systems and tools
Previous FI experience
Strong understanding of regulatory requirements and risk management principles
Broadridge platforms knowledge: BPS, GFW, Post Edge
Clearing and settlement portals: DTCC
A lot of industry knowledge
Technical & System Knowledge
BONY systems and Treasury Edge
NSCC, CDS, DTC/OCC/Arrow
Tools like: GEMS, IMatch, Global Framework
Familiarity with BNY BDC for FED eligible securities
Domestic and international capital markets operations
Regulatory reporting and compliance standards
Margin calculations under Federal Reserve Regulation
Handling restricted shares (Rule 144) and DTC Global Lock securities
Treasury management and collateral sourcing for margin
Company
Robertson & Company Ltd.
Robertson & Company Ltd.
51-200 employees
Funding
Current Stage
Growth StageLeadership Team
David Robertson
Chief Executive Officer
Brian McDonald
Chief Operating Officer & Global Head of Human Resources
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