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Robertson & Company Ltd. · 1 day ago

Equity Settlement Associate

Jersey City, NJ

Contract

Hybrid

Entry, Mid Level

$42/hr - $42/hr

2+ years exp

Robertson & Company Ltd. is seeking a skilled Equity Settlement Associate to join their client, a top financial institution with significant North American holdings. The role involves executing and monitoring global securities settlements, resolving discrepancies, managing cash movements, and ensuring compliance with regulatory requirements.

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Responsibilities

Execute and monitor global securities settlements

Resolve breaks, confirmations, and discrepancies promptly

Manage cash movements and ensure accurate postings in the bank’s books and records

Provide guidance on corporate actions and entitlements

Act as backup for team members and manager

Assist in workflow coordination, quality control, and training initiatives

Maintain adherence to regulatory requirements (e.g., SEC, FINRA, REG 204 Buy-In)

Identify and escalate risk breakdowns in processes

Support business continuity planning and testing

Participate in process enhancements and system upgrades

Analyze data for insights and recommend improvements

Qualification

Securities settlementRegulatory complianceBroadridge platformsCapital markets operationsRisk management principlesTechnical & System KnowledgeData analysisTeam collaborationCommunication skills

Required

Bachelor's degree in finance, Business, or related field

2-4 years of experience in securities settlement or capital markets operations

Proficiency in relevant systems and tools

Previous FI experience

Strong understanding of regulatory requirements and risk management principles

Broadridge platforms knowledge: BPS, GFW, Post Edge

Clearing and settlement portals: DTCC

A lot of industry knowledge

Technical & System Knowledge

BONY systems and Treasury Edge

NSCC, CDS, DTC/OCC/Arrow

Tools like: GEMS, IMatch, Global Framework

Familiarity with BNY BDC for FED eligible securities

Domestic and international capital markets operations

Regulatory reporting and compliance standards

Margin calculations under Federal Reserve Regulation

Handling restricted shares (Rule 144) and DTC Global Lock securities

Treasury management and collateral sourcing for margin

Company

Robertson & Company Ltd.

Toronto, Ontario, CAN

51-200 employees

https://www.robertsonandcompany.com

Funding

Current Stage

Growth Stage

Leadership Team

David Robertson

Chief Executive Officer

Brian McDonald

Chief Operating Officer & Global Head of Human Resources

Company data provided by crunchbase