Fidelity Investments · 2 hours ago
Vice President Risk – Compliance and Legal
Merrimack, NH
Full-time
Hybrid
Director/Executive
15+ years expFidelity Investments is a leading financial services firm focused on making financial expertise accessible. The Vice President Risk – Compliance and Legal will assess and report on significant risks, develop strategies for risk management, and collaborate with various teams to implement tailored risk frameworks for Compliance and Legal business functions.
Asset ManagementFinanceFinancial ServicesRetirementWealth Management
Responsibilities
Assessing and reporting on significant risks
Developing strategies and solutions to help our Compliance and Legal business partners manage risk
Ensuring risks are identified early, escalated appropriately, addressed timely and effectively
Designing and implementing tailored risk frameworks and programs aligned to each business’s unique risk profile
Building and executing the Risk Management programs that are tailored to the unique risk profile of each Corporate Function
Continuously analyzing and assessing the risk profile of the business
Proactively managing risks and responding to emerging issues
Developing innovative solutions and influencing meaningful outcomes
Serving as a trusted advisor to the business
Collaborating with business leaders, risk, compliance, legal and audit partners
Creating a culture of learning and development to improve our capabilities
Qualification
Required
Bachelors' Degree required
15+ relevant experience, Audit or other Risk Management experience preferred, additional Compliance or Legal experience a plus
Demonstrated leadership or project management experience
Ability to help drive and foster a strong risk management mindset within the business
Excellent verbal and written communication skills with the ability to articulate complex information
Demonstrated risk management knowledge and experience, including risk assessment and control evaluation
Strategic thinking by approaching work with an open mind, sense of creativity, and challenging current practices and recommending improvements to mitigate risks and drive positive change
Knowledge of data analytics capabilities/tools to analyze full populations to surface risk or identify control deficiencies
Excels in a fast-paced environment, managing multiple projects with minimal supervision adapting to evolving priorities and lessons learned
Communicates clearly, concisely and impactfully in order to influence others; able to build strong and inclusive working relationships, in person and virtually, with business partners and colleagues
Proven ability to build and lead effective teams through supervision, coaching, and development of associates, while establishing a culture of subject matter expertise
Company
Fidelity Investments
Fidelity’s mission is to strengthen the financial well-being of our customers and deliver better outcomes for the clients and businesses we serve.
10001+ employees
Funding
Current Stage
Late StageTotal Funding
$152.82MKey Investors
Apple
2020-12-28Secondary Market· $2.5M
2018-01-14Secondary Market· $1M
2017-05-03Secondary Market· $12.5M
Leadership Team
Abigail Johnson
Chairman & CEO
Jeanmarie Ward
Senior Vice President of Architecture
Recent News
2026-01-23
Livemint.com
2026-01-22
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