Massey And Associates, Inc. · 8 hours ago
Financial Services Advisor- Retirement Financial Planning
Warwick, RI
Full-time
Onsite
Mid Level
3+ years expMassey And Associates, Inc. is a well-established Independent Retirement Wealth Advisory Planning firm seeking a full-time Service Advisor. The role focuses on new business and client relationships, handling day-to-day client management, portfolio risk analysis, and providing investment recommendations based on research.
Document PreparationFinancial ServicesInsuranceWealth Management
Responsibilities
Answer questions from clients as it pertains to their account
Review and respond to emails as necessary
Maintain files and records in accordance with the records retention policy
Prepare for client meetings, focusing on planning discussions (applications, analysis)
Perform case analysis and develop recommendations
Communicate with team members on client documentation, prep, and process
Participate in weekly team meetings
Review database to ensure client records are up to date
Maintain strong compliance documentation
Make outgoing client courtesy calls
Portfolio analysis and monitoring
Gather account values and complete client review summary for upcoming appointments
Assist with client update reports and mailings as needed with team
Write notes or letters to clients on company letterhead
Respond to advice-related client calls
Investment research for new products and provide summary to Advisor
Assign and delegate work and provide feedback, when appropriate, to support team
Qualification
Required
3 Years prior experience working in the financial industry
Must have RI Health and Life License
Must have Series 65 License
Working knowledge of computers and software
Knowledge of key financial, investment and risk management concepts
Strong Interpersonal Skills
Highly organized and strong follow through
Possess a passion to help team and clients
Ability to learn quickly
Able to prioritize; deadline and detail sensitive
Benefits
Medical, dental, and vision coverage
401K Plan
Personal Time Office
Opportunities for professional and personal growth for the go-getter.
Company
Massey And Associates, Inc.
Our mission is to provide straightforward, sound financial advice in a manner consistent with meeting the goals and values of our clients.
2-10 employees
Funding
Current Stage
Early StageCompany data provided by crunchbase