Advertising Compliance Manager - Hybrid jobs in United States
cer-icon
Apply on Employer Site
company-logo

Aegon · 1 day ago

Advertising Compliance Manager - Hybrid

positionUnited States
timeFull-time
remoteHybrid
seniorityMid, Senior Level
money$100K/yr - $110K/yr
date5+ years exp

Aegon is seeking an Advertising Compliance Manager to oversee the day-to-day operations for the WFG & TFA organizations. This role involves managing a team of compliance analysts, ensuring adherence to regulatory standards, and fostering vendor relationships.

Asset ManagementAuto InsuranceFinanceHealth InsuranceInsuranceLife InsuranceRetirement
badNo H1Bnote

Responsibilities

Establish and maintain departmental policies and procedures
Review complex marketing material ensuring adherence to firm policy and regulatory standards
Manage a team of compliance analysts, providing ongoing training and support
Conduct ongoing oversight of team reviews, providing feedback and performance management as necessary
Foster strong vendor relationships with advertising related vendors supporting firm tools
Develop and provide training to WFG and TFA Financial Professionals
Provide mentorship and assist in analyzing the impact of regulatory changes related to Advertising Compliance
Handle matters of escalation, supporting and developing team members in the process
Support and drive the continuous improvement of team performance by tracking KPIs, recommending enhancements to core processes, and helping implement tools or solutions that improve workflow efficiency

Qualification

Advertising ComplianceSecurities Industry ExperienceManagerial ExperienceFINRA Series 7/24Advanced Analytical SkillsFINRA Series 65/66Communication SkillsOrganizational SkillsNegotiation Skills

Required

Bachelor's degree
A minimum of 5 years relevant experience, specifically with 2 years of experience in both the securities industry and Advertising Compliance
1 year of managerial experience
FINRA Series 7/24 or obtained within 6 months of employment
Excellent written and verbal communication skills
Advanced analytical skills, interpretive, organizational and negotiation skills

Preferred

FINRA Series 65/66

Benefits

Annual Bonus based on the Company Bonus Plan/Individual Performance

Company

Aegon

twittertwittertwitter
Glassdoor3.5
company-logo
Aegon offers products and services in the life insurance, pension, retirement, and asset management fields.
dateFounded in 1983
location
Den Haag, Zuid-Holland, NLD
people-size10001+ employees
web-link
https://www.aegon.com/

Funding

Current Stage
Public Company
Total Funding
$760M
2024-04-10Post Ipo Debt· $760M
1999-04-01IPO

Leadership Team

leader-logo
Lard Friese
Chief Executive Officer
linkedin
leader-logo
Duncan Russell
Chief Financial Officer
linkedin

Recent News

Companies
Phoenix, Scottish Widows and Royal London circle insurer Aegon’s UK business
2026-01-22
GlobeNewswire
EUR 227 million share buyback begins
2026-01-12
Alternative Credit Investor
UK LTAFs gain momentum as DC pensions target private markets
2026-01-03
Company data provided by crunchbase