Ameriprise Financial Services, LLC · 12 hours ago
Risk Management Manager
Minneapolis, Minnesota
Full-time
Hybrid
Mid, Senior Level
$87K/yr - $120K/yr
3+ years expAmeriprise Financial Services, LLC is a diversified financial services leader managing over $1.5 trillion in assets. They are seeking a Risk Management Manager to provide operational and financial risk management, lead process reviews, and ensure regulatory compliance while collaborating with business leaders and external partners.
CommercialConstructionProperty ManagementReal EstateResidential
Responsibilities
Facilitate alignment, resolve escalated issues and provide a point of contact for business and external senior leaders. Identify and reduce risk through system and process validation, ensure system reporting and systems displays are accurate and compliant. Provide expertise to other areas for enhancement and implementation of Self –Monitoring plans
Ensure regulatory and supervisory controls are in place for products and processes by acting as a point of contact for internal, external business partners, such as Compliance, Legal, Products, and senior leaders. Direct and guide initiatives by validating applicable SEC or FINRA rules to business processes and enhancing processes or documentation as necessary
Review reports illustrating risk parameters and metrics associated with business lines. Ensure data sources have high integrity and appropriate risk measures are used. Mitigate risk by developing and/or monitoring operational metrics across business. Initiate and/or conduct Risk Assessments across business
Develop and enhance risk measurement policies, procedures and metrics
Enhance risk reporting with new ideas gathered from research, best practices, and knowledge
Perform integral regulatory reporting functions
Lead operational and regulatory audits (i.e. NASD/SEC, FINRA, Sarbanes Oxley)
Qualification
Required
Education: Bachelors degree or equivalent
Experience: 3-5 years of relevant experience
Strong analytical, organizational, and time management skills
Strong ability to lead, partner, and influence across all leadership levels
Excellent written and verbal communication skills
Ability to drive results and meet deadlines to reduce risks
Must be able to work independently
Demonstrated people leadership experience, either through direct leadership or coaching/mentoring roles
Preferred
Microsoft Office, especially Excel
Brokerage Backoffice experience: Settlement, cash processing, and reconciliation
Strong attention to detail
Ability to develop data queries for reporting and analytics
Working knowledge of BETANXT Host system
Benefits
Vacation time
Sick time
401(k)
Health, dental and life insurances
Company
Ameriprise Financial Services, LLC
At Ameriprise Financial, we have been helping people feel more confident about their financial future for 130 years.
5001-10000 employees
Funding
Current Stage
Late StageLeadership Team
Angela Grabovsky, CFP®, CRPC®, MBA, APMA®
Private Wealth Advisor, Chief Executive Officer
Anthony C. Barone
Chief Executive Officer,Financial Advisor- The Barone Financial Consulting Group
Recent News
2025-10-03
2025-10-02
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