Cardea Group · 4 hours ago
Compliance Associate
NYC Metro Area
Full-time
Onsite
Entry Level
$120K/yr - $160K/yr
2+ years expCardea Group is a leading investment fund with diverse assets totaling over $30B, seeking a detail-oriented and enthusiastic Compliance Associate to join their team. The Compliance Associate will work alongside the CCO, gaining exposure across the firm’s compliance program and collaborating with various internal parties and senior management.
Asset ManagementConstructionFinancial ServicesProfessional Services
Responsibilities
Assist with the annual compliance review and preparation of regulatory filings
Work with the compliance team to update policies and procedures
Assist with trade surveillance, review marketing communications and manage the firm’s electronic compliance systems
Administer Code of Ethics and manage restricted list processes
Assist with new employee compliance training
Partner with third parties regarding compliance-related matters
Qualification
Required
2-4 years of previous relevant paralegal and/or compliance experience within the finance space
Exceptional attention to detail is both appreciated and needed in this role
Eagerness to learn, with the confidence and ability to interact effectively with all levels of management
Comfortable working in a fast-paced environment, with a keen sense of prioritizing workload and time-sensitive projects; strong attention to detail and organizational skills
Benefits
Competitive bonus
Company
Cardea Group
Cardea Group is an Asset Management company.
2-10 employees
Funding
Current Stage
Early StageRecent News
2022-07-30
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