USAA · 12 hours ago
Compliance and Operational Risk Testing Analyst I
Charlotte, NC - CENTS
Full-time
Hybrid
Mid Level
$77K/yr - $147K/yr
4+ years expUSAA is dedicated to empowering its members to achieve financial security through exceptional service and trusted advice. The Compliance and Operational Risk Testing Analyst I will improve the risk management framework by conducting testing, assessing control efficiency, and identifying opportunities for compliance and operational risk improvements.
BankingFinancial ServicesInsuranceVenture Capital
No H1B
Responsibilities
Develop clear steps to test and evaluate compliance with relevant policies, procedures, and regulations
Review formal and informal processes and controls to resolve how effective they are
Perform independent testing with minimal guidance to evaluate operational and compliance risks
Prepare detailed, objective documentation to support findings and conclusions
Complete assigned testing activities on time and with a high standard of quality
Gather information, analyze data trends, identify root causes, and share insights with the team and key partners
Identify control gaps or weaknesses and recommend practical solutions
Summarize testing results in accurate, concise written reports and ensure the quality and completeness of all deliverables
Build and maintain strong working relationships with business partners and internal control teams (Audit, Risk & Compliance, Legal) to support teamwork across lines of defense
Ensure risks related to business activities are accurately identified, monitored, and managed following established policies and procedures
Qualification
Required
Bachelor's degree required or 4+ additional years of relevant experience in place of a degree
4+ years of relevant professional experience
Knowledge of regulatory data sources
Strong skills in data analysis tools and techniques
Understanding of industry regulations and compliance requirements
Knowledge of testing methods and data analysis principles
Proficiency with Microsoft Word, Excel, and PowerPoint
Three or more years of testing and auditing experience, including designing testing methodologies, performing test plans, validating control effectiveness, and documenting results supported by clear root‑cause analysis
Hands-on risk assessment experience, including conducting Risk and Control Self‑Assessments (RCSA) and Process, Risk, and Control Identification (PRCI) to evaluate control efficiency, assess inherent and residual risks, and recommend targeted improvements
Strong analytical, technical, and statistical capabilities, with the ability to work with complex datasets, synthesize diverse information, identify significant trends, develop actionable insights, and support informed decision-making
Excellent verbal and written communication skills, with the ability to translate complex or sensitive issues into clear, concise messaging tailored for various audiences, including senior leadership
Strong interpersonal and relationship‑building skills, with ability to collaborate effectively with business partners, influence team members at multiple levels, and drive impactful change across the organization
Benefits
Comprehensive medical, dental and vision plans
401(k)
Pension
Life insurance
Parental benefits
Adoption assistance
Paid time off program with paid holidays plus 16 paid volunteer hours
Various wellness programs
Career path planning and continuing education
Company
USAA
USAA is a financial services company.
10001+ employees
Funding
Current Stage
Late StageLeadership Team
Julie McPeak
SVP, General Counsel Insurance
Waqas Durrani
Senior Vice President, General Counsel - Enterprise Shared Services
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