SitusAMC · 17 hours ago
VP, Corporate Compliance
United States
Full-time
Remote
Senior Level, Lead/Staff
$130K/yr - $150K/yr
8+ years expSitusAMC is where the best and most passionate people come to transform our client’s businesses and their own careers. The VP, Corporate Compliance will assist the compliance team to ensure operations for SitusAMC are conducted in adherence with regulatory, contractual, and internal policy requirements.
Financial ServicesOutsourcing
Responsibilities
Ensuring tasks and activities are carried out in accordance with correct records and completed within the proper timeframes
Suggesting areas of improvement for activities, issues, and training requirements
Outlining procedural enhancements and requirements for policy adherence
Auditing business compliance with Policies & Procedures and Business Workflows
With the assistance of the Information Security Department, monitor activities to ensure company compliance with various policies and procedures
Perform on-going AML and KYC checks on Clients and Vendors
Ensure licenses and authorizations registrations (e.g. data protection) are up-to-date
Monitor potential conflicts of interest to ensure appropriate protocols are in place and being observed
Assist in monitoring of Gift and Entertainment Disclosures
Control the maintenance of insider list, as required
Participate in the drafting and review of the appropriate Compliance Handbook and policies and procedures
Serve as central repository for original documentation to be archived on-site, update documentation tracker with all relevant documents
Assist the completion of client information requests (via Client Audits request or KYC inquiries on SitusAMC)
Assist in ensuring the roll-out of the annual compliance training and follow-up on completion
Other activities as may be assigned by your manager
Qualification
Required
Degree in relevant or transferable field of study or equivalent combination of education and experience (business, finance or legal)
8+ years of industry and/or relevant experience, ideally 2+ years in a co-lead or strong supportive role
Compliance experience in due diligence environment required
Demonstrates applied knowledge of US regulations
Proficiency with Microsoft Office products
Strong communication (written and oral) skills
Strong analytical ability, good judgment, strategic and multidimensional thinker
Detail oriented and organized
Preferred
Experience in residential and commercial mortgage regulatory compliance strongly preferred
Experience reviewing and analyzing contracts, laws and regulations preferred
Benefits
PTO and paid holidays
Medical, dental, vision, life, disability insurance
401K
Company
SitusAMC
SitusAMC provider of consulting, outsourcing, talent and technology solutions, supporting institutional lenders and investors.
5001-10000 employees
Funding
Current Stage
Late StageTotal Funding
unknownKey Investors
PSP Investments
2020-04-02Private Equity
Leadership Team
Michael Franco
Chief Executive Officer
Andrew Smith
Director, Strategic Planning
Recent News
2025-11-27
2025-11-27
2025-11-27
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