LPL Financial · 17 hours ago
AVP, Alternative Investments
Tempe, AZ
Full-time
Onsite
Mid, Senior Level
$91K/yr - $152K/yr
5+ years expLPL Financial is among the fastest growing wealth management firms in the U.S., empowering professionals to shape their success. The Assistant Vice President (AVP), Alternative Investments, plays a crucial role in supporting the growth and operational excellence of the company's Alternative investment Operations, collaborating with various stakeholders to enhance product offerings and streamline processes.
FinanceFinancial Services
Responsibilities
Product & Platform Support: Act as a subject matter expert on alternative investment products (e.g., private equity, hedge funds, real estate, private credit) offered through LPL, providing support to advisors, internal sales teams, and operational departments
Operational Enhancement: Identify and implement process improvements for alternative investment workflows, including subscription, redemptions, reporting, and due diligence, to increase efficiency and reduce operational risk
Advisor Education & Communication: Develop and deliver training materials, presentations, and communications to advisors regarding alternative investment products, platform updates, and best practices
Vendor Management: Assist in the ongoing relationship management with third-party alternative investment providers, including performance monitoring, issue resolution, and contract review
Risk & Compliance: Collaborate with compliance and legal teams to ensure all alternative investment activities adhere to regulatory requirements and internal policies
Data Analysis & Reporting: Analyze alternative investment data to identify trends, support strategic initiatives, and contribute to internal reporting for senior management
Project Management: Participate in and lead projects related to new product launches, platform enhancements, and strategic initiatives within the alternative investments space
Client Experience Focus: Work to continually improve the advisor and client experience with alternative investments by gathering feedback and implementing solutions
Qualification
Required
5+ years of experience in financial services, with at least 3 years specifically focused on alternative investments (e.g., product management, operations, research, or due diligence)
Bachelor's degree in Finance, Economics, Business Administration, or a related field OR related work experience
FINRA Series 99 required
Excellent written and verbal communication skills, with the ability to articulate complex concepts clearly and concisely to diverse audiences
Strong analytical and problem-solving abilities, with a keen attention to detail
Proven ability to work effectively in a cross-functional team environment and build strong relationships with internal and external partners
Exceptional organizational skills with the ability to manage multiple priorities and deadlines in a fast-paced environment
Preferred
Project Management experience running projects as a business/product owner
Experience with alternative investment platforms, CRM systems, and data analytics tools is highly desirable. (DTCC AIP, SS&C Alt Serv, Subscribe)
BETA experience
Strong proficiency in Microsoft Office Suite (Excel, PowerPoint, Word, CoPilot)
Deep understanding of various alternative investment strategies, structures, and regulatory considerations
FINRA Series 7, 24, or 27 is highly preferred
CFA or CAIA designation, or progress towards, is a significant plus
Benefits
401K matching
Health benefits
Employee stock options
Paid time off
Volunteer time off
And more
Company
LPL Financial
LPL Financial provides investment solutions and tools for independent financial advisors.
5001-10000 employees
H1B Sponsorship
LPL Financial has a track record of offering H1B sponsorships. Please note that this does not
guarantee sponsorship for this specific role. Below presents additional info for your
reference. (Data Powered by US Department of Labor)
Distribution of Different Job Fields Receiving Sponsorship
Represents job field similar to this job
Trends of Total Sponsorships
2025 (106)
2024 (105)
2023 (122)
2022 (127)
2021 (65)
2020 (44)
Funding
Current Stage
Public CompanyTotal Funding
$2.5B2025-03-31Post Ipo Equity· $1.5B
2024-06-03Post Ipo Debt· $1B
2010-11-18IPO
Leadership Team
Rich Steinmeier
Interim CEO
Sid Vyas
Chief Technology Officer/EVP
Recent News
2026-01-23
2026-01-23
Company data provided by crunchbase