Director, Investment Management (Internal Audit Team) jobs in United States
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Morgan Stanley · 1 week ago

Director, Investment Management (Internal Audit Team)

positionNew York, NY
timeFull-time
remoteHybrid
seniorityMid Level
money$108K/yr - $154K/yr
date4+ years exp

Morgan Stanley is a global leader in financial services, known for evolving and innovating to better serve clients. They are seeking a highly experienced audit Director to lead complex projects, manage staff, and engage in senior-level discussions with stakeholders in the investment management space.

Asset ManagementFinanceFinancial ServicesLending

Responsibilities

Help identify risk and impact to relevant coverage area to prioritize areas of focus
Execute and lead aspects of assurance activities (e.g., audits, continuous monitoring, closure verification) to assess risk and formulate a view on the control environment
Facilitate conversations with stakeholders on risks, their impact and how well they are managed in a clear, timely and structured manner
Assist in managing multiple deliverables in line with team priorities
Solicit and provide feedback and participate in formal and on-the-job training to further develop self and peers
Support cross-department projects and initiatives
Complete risk assessments, support focal areas projects, Eaton Vance integration activities and MRA closure verification

Qualification

Investment management experienceAudit principlesMethodologyRisk assessmentsRelevant CertificationsProject managementLeadership capabilitiesInclusive behaviorsCommunication

Required

Highly experienced audit Director with investment management experience
Ability to lead complex projects
Ability to manage staff
Ability to drive senior level discussions with stakeholders
Experience as an Audit Coverage Manager
Experience leading audits
Experience overseeing closure verification activities
Experience driving continuous monitoring activities
Experience in cross-collaboration across IAD
Experience managing the performance of audit staff
Understanding of business line and key regulations relevant to coverage area
Strong understanding of audit principles, methodology, tools, and processes (e.g., risk assessments, planning, testing, reporting and continuous monitoring)
Ability to identify and analyze multiple data sources to inform point of view
Ability to ask meaningful questions, understand various viewpoints and adapt messaging accordingly
A commitment to practicing inclusive behaviors
Strong leadership capabilities, with the ability to drive vetting discussions with senior management
Excellent communication, project management and technical skills
At least 4 years' relevant experience

Preferred

Relevant Certifications i.e., CIA, CPA, CIDA, CAIA, CFA

Benefits

Commission earnings
Incentive compensation
Discretionary bonuses
Other short and long-term incentive packages
Other Morgan Stanley sponsored benefit programs

Company

Morgan Stanley

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Morgan Stanley is a financial services company that offers securities, asset management, and credit services.
dateFounded in 1935
location
New York, New York, USA
people-size10001+ employees
web-link
http://www.morganstanley.com

Funding

Current Stage
Public Company
Total Funding
unknown
1997-02-05IPO

Leadership Team

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James Gorman
Chairman and CEO
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Ted Pick
Chief Executive Officer (CEO)

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