Swoon · 2 days ago
Senior IT SOX Compliance
Allentown, PA
Full-time
Hybrid
Senior Level, Lead/Staff
$60/hr - $60/hr
10+ years expSwoon is working with a leader in the utilities industry and a publicly traded enterprise organization. The Senior IT SOX Compliance Consultant will support and strengthen the IT SOX Compliance program by evaluating the effectiveness of IT controls, identifying gaps, and driving consistent SOX execution across IT.
ConsultingHuman ResourcesInformation TechnologyLegalStaffing Agency
Responsibilities
Author, maintain, and update detailed IT control narratives , including IT General Controls (ITGCs), application controls, and system development controls
Ensure documentation accurately reflects current control design and operating procedures
Partner with IT and business control owners to validate controls and address gaps
Assess new and existing IT systems and applications (including third-party solutions) for SOX relevance and impact
Perform risk assessments and scoping decisions for in-scope applications
Recommend control requirements and remediation actions to support SOX and ICFR compliance
Review and assess SOC 1 reports for third-party service providers
Evaluate control adequacy and identify gaps impacting SOX compliance
Document findings and recommend follow-up actions as needed
Perform testing of IT controls for operational effectiveness
Track and validate remediation efforts through closure
Advise management on appropriate corrective actions and monitor progress
Provide regular updates to management on SOX compliance status, control effectiveness, and remediation activities
Act as an IT representative in meetings with internal and external audit teams
Identify opportunities to improve efficiency, consistency, and automation within the IT SOX environment
Train and support IT control owners to improve the quality and consistency of SOX evidence
Qualification
Required
Bachelor's Degree required
10+ years of experience supporting enterprise IT SOX programs, preferably within Fortune 500 or publicly traded companies
Strong knowledge of SOX requirements, ITGCs, and internal control frameworks
Hands-on experience with IT control narratives and documentation
Hands-on experience with SOX risk assessments and scoping
Hands-on experience with control testing and remediation
Hands-on experience with SOC 1 report review
Strong communication, analytical, and organizational skills
Company
Swoon
In 2010, Swoon launched an agile, client-focused team that is not only savvy in our core industries but elbow-deep, every day, getting to know the strongest talent in the technology and professional fields.
501-1000 employees
Funding
Current Stage
Late StageLeadership Team
Andy Baker
Co-Founder and Leadership Advisor
Alyssa Holtz
Client Partner
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