Mine (formerly Fizz) · 1 week ago
Compliance & Legal Ops Analyst
New York, NY
Full-time
Hybrid
Entry, Mid Level
$80K/yr - $110K/yrMine is a fintech company seeking a Compliance & Legal Ops Analyst to join their compliance team. The role involves building and managing a compliance program, overseeing customer due diligence, transaction monitoring, and ensuring regulatory compliance while collaborating with various teams and external partners.
Credit CardsDebit CardsFinancial Services
Responsibilities
Help oversee our automated systems and review customer applications
Verify identities, assess risk levels, and flag anything that looks fishy
Keep our CDD/KYC/CIP policies sharp and up-to-date
Monitor our transaction systems and dig into high-risk alerts
Document your findings and help prep Suspicious Activity Reports (SARs) for our bank partner
Help us get smarter about fraud prevention and refine our monitoring rules
Maintain our AML/BSA playbook
Help maintain compliance docs for our products and coordinate updates with our partner bank
Support regulatory reporting and work with our FDIC-insured partners
Prepare recurring compliance materials (monthly, quarterly, annual) like:
Complaints and disputes
Testing & monitoring reports
AML/BSA summaries
CMS documentation
Support compliance reviews when we launch new features
Keep up with the ever-changing fintech regulatory landscape
Help out with internal and external audits
Work with our support team to ensure we're communicating clearly and compliantly with customers
Review compliance-related escalations
Handle FCRA disputes and BBB/CFPB complaints, including documentation and partner reporting
Review marketing materials to make sure they check all the regulatory boxes
Coordinate marketing approvals with our bank partners
With the GC, help manage our state licensing process
With the GC, prep filings, handle renewals, and coordinate with regulators during exams
Pitch in on contract management, litigation support, and other legal tasks as needed
Help maintain and improve our KYC and transaction monitoring systems
Qualification
Required
Experience in compliance, legal operations, or a related field
Strong attention to detail and organizational skills
Ability to work collaboratively with cross-functional teams
Experience with customer due diligence (CDD) and Know Your Customer (KYC) processes
Familiarity with transaction monitoring and BSA/AML regulations
Experience in preparing compliance documentation and reports
Ability to stay updated with regulatory changes in the fintech landscape
Experience in handling customer support escalations related to compliance
Ability to review marketing materials for compliance
Experience in managing state licensing processes
Familiarity with contract management and legal tasks
Experience with compliance technology and systems
Benefits
Generous equity in an early-stage startup
100% employer-paid medical benefits
Very sunny NYC Office with flexible WFH policy
Your very own, company-mandated, desk plant
Lots of good office snacks
Unlimited vacation policy with 15 official company holidays
401K plan with 4% company match
16 weeks of paid parental leave, including adoption and fostering
Visa sponsorship is available for qualified candidates
Company
Mine (formerly Fizz)
Mine is the personal finance app designed to help you get ahead.
Founded in 2021
11-50 employees
Funding
Current Stage
Early StageTotal Funding
$14.53MKey Investors
Kleiner Perkins
2025-05-15Series A
2024-06-06Seed· $14.4M
2021-08-31Pre Seed· $0.12M
Leadership Team
Scott S.
Co-Founder and COO
Recent News
Company data provided by crunchbase