Fidelity Investments · 3 hours ago
Risk Analyst Operations
Smithfield, RI
Full-time
Hybrid
Entry, Mid Level
1+ years expFidelity Investments is a leading financial services company, and they are seeking a Senior Legal Analyst to interpret and analyze legal, government, or regulatory documents. The role involves responding to complex legal inquiries while managing risk and ensuring compliance with applicable laws and regulations.
Asset ManagementFinanceFinancial ServicesRetirementWealth Management
No H1B
Responsibilities
Interpret rules and regulations that govern a vast array of legal and regulatory documents
Analyze court and administrative orders to determine whether they are enforceable and when it is appropriate restrict accounts or transfer assets in accordance to the legal documents
Analyze and respond to subpoena requests
Respond to Class Action requests
Respond to child support, tax and federal levies
Be a team member who is expected to be responsible for a number of workflows as volumes require
Regularly interact with regulators, attorneys, and customers on highly visible and complex items
Explain rationale for Fidelity's policy or position with respect to legal documents
Build and maintain internal and external working relationships necessary to elicit information and assistance in completing responses within strict timeframe
Develop strong command of the relevant rules, laws, and regulations, as well as Fidelity's internal policies and procedures
Some OT required based on volumes
Qualification
Required
Bachelor's degree and/or equivalent (1-3) years of legal, compliance and/or regulatory experience
Experience in the financial services industry or legal setting
Knowledge of the industry
Excellent interpersonal skills
Strong command of the written language
Excellent organizational and time-management skills
Independent and team contributor
Interpret rules and regulations that govern a vast array of legal and regulatory documents
Analyze court and administrative orders to determine whether they are enforceable and when it is appropriate restrict accounts or transfer assets in accordance to the legal documents
Analyze and respond to subpoena requests
Respond to Class Action requests
Respond to child support, tax and federal levies
Be a team member who is expected to be responsible for a number of workflows as volumes require
Regularly interact with regulators, attorneys, and customers on highly visible and complex items
Explain rationale for Fidelity's policy or position with respect to legal documents
Build and maintain internal and external working relationships necessary to elicit information and assistance in completing responses within strict timeframe
Develop strong command of the relevant rules, laws, and regulations, as well as Fidelity's internal policies and procedures
Some OT required based on volumes
Preferred
Paralegal certificate a plus
Company
Fidelity Investments
Fidelity’s mission is to strengthen the financial well-being of our customers and deliver better outcomes for the clients and businesses we serve.
10001+ employees
Funding
Current Stage
Late StageTotal Funding
$152.82MKey Investors
Apple
2020-12-28Secondary Market· $2.5M
2018-01-14Secondary Market· $1M
2017-05-03Secondary Market· $12.5M
Leadership Team
Abigail Johnson
Chairman & CEO
Jeanmarie Ward
Senior Vice President of Architecture
Recent News
2026-01-23
Livemint.com
2026-01-22
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