LPL Financial · 2 hours ago
Registered Client Service Associate - Paramus, NJ
Paramus, NJ
Full-time
Onsite
Mid Level
$25.85/hr - $43.08/hr
3+ years expLPL Financial is among the fastest growing wealth management firms in the U.S., empowering professionals to shape their success while helping clients pursue their financial goals. The Registered Client Service Associate plays a crucial role in providing administrative support to advisors, ensuring efficient client service and maintaining operational tasks.
FinanceFinancial Services
Responsibilities
Managing inbound calls
Scheduling appointments
Preparing meeting materials
Keeping client information updated
Assist with new business documentation
Handle key account operations such as new account setup, transfers, cash management, and maintenance tasks
Proactive outreach on time‑sensitive items
Taking ownership of client requests
Coordinating with internal teams to ensure timely service
Educate clients on our digital tools, including eSignature and our client portal
Collaborate closely with the Financial Advisor to support client needs
Occasional assistance with trade execution may be required
Qualification
Required
3+ years' experience supporting Financial Advisors and collaborating with Branch and Home Office teams in a brokerage/ financial services setting
Series 66 and/or Series 7 license
Strong customer focus with clear, simple communication skills
Able to manage multiple projects efficiently in a fast-paced environment
Highly organized with strong attention to detail and problem‑solving skills
Excellent interpersonal skills and ability to build strong relationships
Strong analytical and research abilities
Demonstrates initiative, motivation, and drive
Proficient in Microsoft Word, Excel, PowerPoint, and CRM tools
Comfortable using internal resources and training platforms
Preferred
Bachelor's degree; preferably in Business, Accounting or Finance
Benefits
401K matching
Health benefits
Employee stock options
Paid time off
Volunteer time off
Company
LPL Financial
LPL Financial provides investment solutions and tools for independent financial advisors.
5001-10000 employees
H1B Sponsorship
LPL Financial has a track record of offering H1B sponsorships. Please note that this does not
guarantee sponsorship for this specific role. Below presents additional info for your
reference. (Data Powered by US Department of Labor)
Distribution of Different Job Fields Receiving Sponsorship
Represents job field similar to this job
Trends of Total Sponsorships
2025 (106)
2024 (105)
2023 (122)
2022 (127)
2021 (65)
2020 (44)
Funding
Current Stage
Public CompanyTotal Funding
$2.5B2025-03-31Post Ipo Equity· $1.5B
2024-06-03Post Ipo Debt· $1B
2010-11-18IPO
Leadership Team
Rich Steinmeier
Interim CEO
Sid Vyas
Chief Technology Officer/EVP
Recent News
2026-01-23
2026-01-23
Company data provided by crunchbase