Mine (formerly Fizz) · 1 day ago
Senior Compliance Officer
New York, NY
Full-time
Hybrid
Senior Level
$125K/yr - $155K/yrMine is a fast-growing fintech company seeking a Senior Compliance Officer to help build and scale their compliance program. The role involves overseeing compliance operations, managing customer due diligence, transaction monitoring, and ensuring regulatory compliance while collaborating with various teams and external partners.
Credit CardsDebit CardsFinancial Services
Responsibilities
Oversee and optimize our automated CDD systems and agent review processes
Lead identity verification, risk assessment, and fraud detection efforts
Own and continuously improve our CDD/KYC/CIP policies and procedures
Manage our transaction monitoring program and investigate high-risk alerts
Lead documentation and preparation of Suspicious Activity Reports (SARs) for our bank partner
Drive improvements to our transaction monitoring rules and fraud-prevention controls
Own our AML/BSA compliance framework and keep it battle-ready
Maintain compliance documentation for our full product suite and coordinate updates with our partner bank
Lead preparation of regulatory reports and manage relationships with FDIC-insured bank partners
Own recurring compliance deliverables (monthly, quarterly, annual) including:
Complaints and disputes
Testing & monitoring reports
AML/BSA reporting
CMS documentation
Lead compliance reviews for new products and feature expansions
Stay ahead of fintech regulatory developments and proactively adapt our program
Manage internal and external audit processes
Oversee the customer support function from a compliance perspective
Serve as the go-to reviewer for compliance escalations
Manage FCRA disputes and BBB/CFPB complaints, including documentation and partner coordination
Review and approve all marketing materials for regulatory compliance
Manage marketing approval processes with bank partners
Help manage our state licensing program end-to-end
Manage filings, renewals, and regulator relationships during examinations and audits
Own and continuously optimize our KYC and transaction monitoring systems
Ensure our tech stack scales with our growth while maintaining compliance
Qualification
Required
Experience in compliance operations, particularly in customer due diligence and transaction monitoring
Strong understanding of regulatory requirements related to BSA/AML
Proven ability to manage compliance documentation and regulatory reports
Experience in leading compliance reviews for new products and feature expansions
Ability to manage internal and external audit processes
Experience in overseeing customer support from a compliance perspective
Strong skills in reviewing and approving marketing materials for regulatory compliance
Experience in managing state licensing programs and regulatory relationships
Proficiency in compliance technology and optimization of KYC and transaction monitoring systems
Detail-oriented and strategically minded with the ability to thrive in a fast-paced environment
Benefits
Generous equity in an early-stage startup
100% employer-paid medical benefits
Very sunny NYC Office with flexible WFH policy
Unlimited vacation policy with 15 official company holidays
401K plan with 4% company match
16 weeks of paid parental leave, including adoption and fostering
Visa sponsorship is available for qualified candidates
Company
Mine (formerly Fizz)
Mine is the personal finance app designed to help you get ahead.
Founded in 2021
11-50 employees
Funding
Current Stage
Early StageTotal Funding
$14.53MKey Investors
Kleiner Perkins
2025-05-15Series A
2024-06-06Seed· $14.4M
2021-08-31Pre Seed· $0.12M
Leadership Team
Scott S.
Co-Founder and COO
Recent News
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