Osaic · 11 hours ago
Transitions Consultant
United States
Full-time
Remote
Entry, Mid Level
$60K/yr - $70K/yr
1+ years expOsaic is seeking driven and motivated individuals to join their Transitions Team as a Transition Consultant. This role involves managing all aspects of a new Financial Professional’s transition to Osaic, building strong relationships, and ensuring a seamless onboarding experience. The consultant will also monitor asset transfers and manage communication throughout the transition process.
Business DevelopmentFinancial ServicesWealth Management
Responsibilities
Prepares and executes transition plans for new Financial Professionals
Manages regular touchpoints with transitioning Financial Professional to instill confidence in the onboarding process and ensure excellent communication occurs
Closely monitors the asset transfers for the financial professionals by providing hands-on support and monitoring/resolving any NIGOs
Acts as an advocate for the transitioning Financial Professionals with any other areas across the organization to push for resolution, escalation of issues, and responsiveness to any questions
Manages cross-organizational projects. Must be able to build effective business relationships with internal departments, financial professionals and external service providers
Qualification
Required
Bachelor's Degree Preferred, H.S. Diploma or GED certificate + Significant Practical Experience will be considered
1 + years of Financial Services Industry experience preferably in broker-dealer or wealth management space
Knowledge of the securities industry and retirement plan industry
Ability to work well cross-departmentally to ensure client expectations are met
Experience and comfort with a high-volume setting with competing demands, multiple priorities, and fast-paced environment
Strong written and oral communication skills
Detail oriented
Ability to organize, prioritize and re-prioritize, adapt in a changing environment, and handle multiple projects simultaneously
Must be proficient in MS Office applications
Must obtain the Securities Industry Essentials (SIE) and either the Series 7 or Series 99 license within 12 months of employment if not already obtained at the time of hire
Preferred
Industry Licenses such as SIE, series 6, 7, 65, 66, or 24/26 licenses
At least two years of experience in a transition assistance or similar role client service or relationship management role
Benefits
Health, vision, dental insurance
401k
Vacation and sick time
Volunteer days
Company
Osaic
Osaic provides the support, resources, and community designed for the future of wealth management.
1001-5000 employees
Funding
Current Stage
Late StageLeadership Team
Jamie Price
Chief Executive Officer
Kristy Britt
CFO
Recent News
2026-01-23
Investment News
2026-01-22
Company data provided by crunchbase