qode.world · 9 hours ago
Senior Business Analyst / Product Owner
Texas, Texas, United States
Full-time
Hybrid
Senior Level, Lead/Staff
10+ years expqode.world is seeking a highly experienced Senior Business Analyst / Product Owner with deep domain expertise in Wealth Management account opening and digital client onboarding platforms. The role will partner closely with business stakeholders, compliance, operations, and technology teams to deliver scalable, compliant, and client-centric onboarding solutions across brokerage, advisory, and managed accounts.
Artificial Intelligence (AI)Human ResourcesInformation Technology
Responsibilities
Act as a Product Owner / Lead BA for Wealth Management Account Opening and Client Onboarding platforms, owning requirements from concept through delivery
Drive solutions across digital and assisted account opening, including: Individual, Joint, Trust, IRA, Corporate, and Advisory accounts, KYC / AML / CIP / KYB workflows, Suitability, risk profiling, and client disclosures, Document capture, e-signature, and verification
Deep understanding of brokerage and advisory onboarding journeys, including straight-through processing (STP) and exception handling
Partner with Compliance and Legal teams to ensure adherence to SEC, FINRA, FATCA, CRS, and regional regulatory requirements
Serve as the primary liaison between business stakeholders, technology teams, vendors, and external partners
Collaborate with UX/UI teams to design intuitive, compliant, and frictionless onboarding experiences
Support Agile delivery ceremonies including PI planning, sprint planning, backlog grooming, demos, and UAT
Lead UAT planning, execution, and defect triage with business and operations teams
Qualification
Required
10–15+ years (with strong Wealth Management domain exposure)
Act as a Product Owner / Lead BA for Wealth Management Account Opening and Client Onboarding platforms, owning requirements from concept through delivery
Drive solutions across digital and assisted account opening, including Individual, Joint, Trust, IRA, Corporate, and Advisory accounts
KYC / AML / CIP / KYB workflows
Suitability, risk profiling, and client disclosures
Document capture, e-signature, and verification
Deep understanding of brokerage and advisory onboarding journeys, including straight-through processing (STP) and exception handling
Partner with Compliance and Legal teams to ensure adherence to SEC, FINRA, FATCA, CRS, and regional regulatory requirements
Serve as the primary liaison between business stakeholders, technology teams, vendors, and external partners
Collaborate with UX/UI teams to design intuitive, compliant, and frictionless onboarding experiences
Support Agile delivery ceremonies including PI planning, sprint planning, backlog grooming, demos, and UAT
Lead UAT planning, execution, and defect triage with business and operations teams
10+ years as a Business Analyst or Product Owner in Wealth Management / Capital Markets
Strong hands-on experience with Account Opening or Client Onboarding platforms (digital or advisor-assisted)
In-depth knowledge of brokerage & advisory business models
Client lifecycle management
Regulatory-driven onboarding controls
Proven experience working in Agile / SAFe environments as a PO or Lead BA
Strong documentation skills: BRDs, FRDs, user stories, process flows, data mappings
Experience working with core brokerage platforms, onboarding vendors, or custom-built solutions
Ability to work closely with engineering teams to clarify requirements and support solution design
Preferred
Experience with large Wealth Management firms, broker-dealers, or advisory platforms through IT Consulting firms
Exposure to digital transformation or platform modernization initiatives
Company
qode.world
SaaS, AI Agent in Recruitment, HR Tech
51-200 employees
Funding
Current Stage
Growth StageCompany data provided by crunchbase