DUAL North America · 5 days ago
Senior Analyst - Appointed Representative Oversight
Gloucester - Ageas House
Full-time
Hybrid
Senior LevelHowden is a global insurance group with employee ownership at its heart. They are seeking a Senior Analyst to support their Compliance UK&I team by overseeing the diligence review of Appointed Representatives and ensuring regulatory compliance.
CommercialFinancial ServicesInsurance
Responsibilities
Overseeing the diligence review of all AR/IAR firms within the UK&I Retail Pillar to meet regulatory expectations
Liaising directly with stakeholders to discuss and investigate questions arising from due diligence
Input into the overall compliance report/annual report to Board, drafting relevant sections, and ensuring that any clarification questions or required remedial actions are flagged with an appropriate level of clarity and prominence
Driving forward the completion of agreed oversight interactions, through direct activity or through stakeholder management, helping to ensure that all businesses meet common standards
Qualification
Required
Strong UK regulatory technical knowledge and experience of ARs in the insurance sector
Strong knowledge of FCA requirements specifically relating to general insurance products within ICOBs & PS22/11 relating Appointed Representatives
Practical knowledge of the key compliance policies / procedures / frameworks expected of an FCA regulated insurance intermediary
Previous Involvement and experience in compliance focussed oversight
Experience of shaping and delivering regulatory training
Proven ability to anticipate and adapt to changing regulatory standards
Ability to write concise and impactful reports
Excellent investigative skills, with an ability to accurately analyse information
Experience of direct interaction with the regulator an advantage
Dip CII or above, unless able to evidence significant relevant experience with a strong record of delivery to a high level GCSE Maths and English (or equivalent)
Preferred
Industry recognised compliance qualifications beneficial but not essential
Benefits
Flexible hours
Hybrid working
Company
DUAL North America
DUAL North America offers commercial property, financial, and casualty services.
Founded in 2013
501-1000 employees
Funding
Current Stage
Late StageLeadership Team
John Johnson
Chief Executive Officer
Recent News
2025-10-21
2025-10-20
Coverager - Insurance news and insights
2025-03-18
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