Senior Manager, Governance, Risk & Compliance jobs in United States
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Vanguard · 4 hours ago

Senior Manager, Governance, Risk & Compliance

Vanguard is on a mission for the long-term financial wellbeing of its clients. They are seeking a Senior Manager, Governance, Risk & Compliance who will lead a team overseeing enterprise-wide information security policies, develop strategies, and modernize the Governance, Risk, and Compliance framework to align with evolving risks and regulatory obligations.

FinanceFinancial Services
badNo H1Bnote

Responsibilities

Hires, evaluates, and supervises crew. Provides guidance and training as necessary to develop crew. Sets performance standards, reviews performance, and makes informed compensation decisions in accordance with all applicable Human Resources policies and procedures
Defines and executes the vision, strategy, and roadmap for GRC to support the overall cybersecurity and fraud risk objectives and priorities
Oversees partnerships with Enterprise Security and Fraud subdivisions and Vanguard business units regarding security of application and systems software, equipment, and related capabilities and performance characteristics to evaluate their effectiveness at meeting defined security requirements. Defines integration requirements and identifies ramifications on Security and Fraud, IT and business unit operations of their implementation
Develops and maintains a comprehensive portfolio of global security policies and standards. Oversees and manages the entire lifecycle of the portfolio, ensuring alignment with organizational goals and regulatory requirements. Responsible for governance and decision-making related to methodology and policy for all security and fraud functions
Influences key stakeholders and security policy owners during policy discussions. Interfaces with clients on all inquiries related to Information and IT Security capabilities, bringing in technical experts as client situations demand. Responsible for review and approval of all RFP responses related to security
Leads the modernization initiative to update a cohesive GRC framework, aimed at simplifying, upgrading, and creating clear visibility for policies, standards, controls, and taxonomy. Ensures alignment with risk management and compliance obligations at both enterprise and regional levels
Develops automations and data driven insights from to drive effective operations and risk reduction
Briefs leadership on the state of cybersecurity and Fraud GRC to provide insights into trends and impact of strategic business, technology, and cybersecurity investments
Works with Compliance and Regional Security and fraud teams to understand global regulatory requirements for security, develop global Security and Fraud policies and standards, and oversee implementation. Interfaces with external regulators for Security and Fraud
Leads the development and maintenance of the Security and Fraud organization's key risk indicators and key performance indicators in partnership with Line 2 risk management
Participates in special projects and performs other duties as assigned

Qualification

GRC frameworks knowledgeCybersecurity regulations expertiseLeadership experienceDeveloping GRC OKRsRisk-based controls dashboardsInfluencing skillsProfessional certificationCommunication

Required

Minimum of ten years related work experience
Undergraduate degree or equivalent combination of training and experience
Proven leadership experience leading global cross-functional teams
Demonstrated experience setting vision, strategy, and modernization service capabilities
In-depth knowledge of relevant frameworks and control standards (i.e., NIST CSF, NIST 800-53, CIS Controls, ISO 27002) and financial services industry cyber regulations and guidelines, and considered an expert in the domain
Proficient in developing effective cybersecurity GRC OKRs and risk-based controls dashboards
Excellent communication and influencing skills
Influence key stakeholders and security policy and control owners

Preferred

Graduate degree preferred
Professional certification (CISSP, CISM, CompTIA, SANS, ISC2) preferred

Company

Vanguard

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Check is a client-owned investment company that offers low-cost mutual funds, ETFs, advice, and related services.

Funding

Current Stage
Late Stage
Total Funding
unknown
Key Investors
ic@3401
2017-03-31Non Equity Assistance

Leadership Team

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Salim Ramji
Chief Executive Officer
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Andrew Maack
Principal, Head of US Equity Index Portfolio Management
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Company data provided by crunchbase