The Computer Merchant, LTD (TCM) · 22 hours ago
Audit/Compliance Analyst III
Quincy, MA
Full-time
Hybrid
Senior Level
$68/hr - $73/hr
5+ years expThe Computer Merchant, LTD (TCM) is looking for an Audit/Compliance Analyst III to assist the Business Control & Risk Management team in ensuring effective execution of the Enterprise Risk Management Framework. The role involves managing SOX examinations, collaborating with stakeholders to evaluate action plans, and monitoring risks within Technology.
Consumer ElectronicsHuman ResourcesInformation TechnologyStaffing Agency
Responsibilities
Manage examinations, audits, and reviews on behalf of the Technology organization, specifically IT SOX audit
Management of all key stakeholders throughout Technology examination, audit, and review; including the auditors/regulators
Work with various stakeholders to evaluate action plans, and remediation actions
Collaborate with various teams to identify, assess, and validate various Technology risks and controls before, during and after examinations, audits and/or reviews
Keep abreast of legal and regulatory matters affecting the US financial services industry, the regulatory environment, and potential impact on Groups US operating entities
Compile, analyze, and review quantitative and non-quantitative regulatory risk management information from Groups US operating entities
Partner with Second Line of Defense to provide input/review of relevant frameworks, policies, and standards
Drive Risk Culture: Facilitate awareness of, and adherence to, risk frameworks, policies, and standards through internal validation and issue/risk management
Continuously monitor all sources of risk existing within Technology, and externally; while utilizing research, networking, and experience to anticipate critical risks and issues impacting Technology
Qualification
Required
Bachelor's Degree or equivalent work experience in Accounting, Business, Statistics, Risk Management, Information Systems, Finance, Economics, or equivalent field
Risk Management, Internal Controls, IT Auditing, relevant line of business experience and/or legal or regulatory experience, 5+ years
Cloud and AI experience, 2 years in either
Demonstrated experience supporting and/or leading risk projects across multiple business lines offering a wide variety of financial services products and services
Knowledge of applicable laws and regulations and financial services industry regulators
Understanding of banking operations and the financial services regulatory and risk management environment
Ability to build credibility with, collaborate with, and influence line of business executives
Excellent analytical and complex problem-solving skills
Strong project management skills
Ability to constructively work both independently and in collaborative environments involving all levels of management and employees
Ability to build internal and external networks of information resources within the risk management ecosystem
Excellent oral and written communication and presentation skills
Advanced PC (MSWord, Excel, Access, PowerPoint) skills
2 years of experience in either Cloud or AI
Benefits
Medical, dental and vision benefits
Dependent care flexible spending account
401(k) plan
Voluntary life/short term disability/whole life/term life/accident and critical illness coverage
Employee assistance program
Sick leave in accordance with regulation
Company
The Computer Merchant, LTD (TCM)
The Computer Merchant, LTD®, (TCM) is a Veteran-Owned, nationally recognized Information Technology & Software Engineering staffing and services firm.
501-1000 employees
Funding
Current Stage
Late StageLeadership Team
John Danieli
President & CEO
Recent News
2025-08-25
Company data provided by crunchbase