StoneX Group Inc. · 1 day ago
AML Advisory Team Lead
US-NY-New York
Full-time
Hybrid
Mid, Senior Level
$95K/yr - $120K/yr
5+ years expStoneX Group Inc. is a Fortune 100, Nasdaq-listed provider connecting clients to global markets. The AML Advisory Team Lead will support the AML Officer by managing day-to-day compliance activities, providing guidance on KYC and AML requirements, and evaluating policies and processes for the firm's businesses.
FinanceFinancial ServicesIntellectual Property
Responsibilities
In depth understanding of Bank Secrecy Act (“BSA”), USA PATRIOT Act, OFAC/Sanctions, and FINCEN requirements to be applied in practice for the respective business line’s Anti-Money Laundering program covered. Knowledge of Canadian and/or Cayman AML regulations is desirable
Support AML advisory function for the respective business line coverage (front office, onboarding, operations/treasury)
Handle escalations and resolution for front office, as well KYC onboarding and/or EDD escalations; and evaluate more complex account issues when they arise
Ensure timely completion of assigned cases and escalate issues that require manager review
Assist with writing policy and procedural updates (if needed)
Compile and provide materials requesting during independent audits and regulatory exams
Review and provide feedback on complex or high-risk KYC cases, ensuring adherence to internal policy, regulatory standards, and quality benchmarks
Act as a point of escalation for KYC and EDD Reviews and interface with respective teams regularly
Perform other duties as assigned by your line manager
Provide ad hoc training & guidance on KYC requirements as needed; establish escalation path and ongoing dialogue with onboarding team on more complex KYC matters
Contribute with expertise in related projects as needed to continue with applicable AML/Sanctions enhancements
Qualification
Required
Strong experience in AML and related AML, FinCEN, OFAC Regulations and Requirements; Knowledge of Canadian and/or Cayman regulations is desirable
Ability to make effective decisions and demonstrate good judgement
Collaborative and positive team spirit; ability to foster good working relationships within AML team, as well as with other departments/stakeholders
Ability to help front office teams with more complex AML related matters
Ability to guide other depts/teams as needed with AML or KYC related aspects
Ability to assist with AML related ad-hoc projects
Good execution skills with attention to detail and focus on clear, realistic action steps and timelines
Must have 5 years of direct experience in AML specifically dedicated to Anti-Financial Crime, KYC, Enhanced Due Diligence & Investigations, and/or Transaction Monitoring
Must have experience in banking, futures, forex, or payments/fintech segment within financial services industry
Appropriately assess risk when business decisions are made, demonstrating particular consideration for the firm's reputation and safeguarding the firm, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying sound ethical judgment
Preferred
CAMS designation preferred or must obtain with 12 months from hire
Company
StoneX Group Inc.
Connection isn't just something we provide—it's who we are. StoneX Group Inc.
1001-5000 employees
H1B Sponsorship
StoneX Group Inc. has a track record of offering H1B sponsorships. Please note that this does not
guarantee sponsorship for this specific role. Below presents additional info for your
reference. (Data Powered by US Department of Labor)
Distribution of Different Job Fields Receiving Sponsorship
Represents job field similar to this job
Trends of Total Sponsorships
2025 (18)
2024 (14)
2023 (27)
2022 (15)
2021 (19)
2020 (4)
Funding
Current Stage
Public CompanyTotal Funding
$1.18B2025-06-23Post Ipo Debt· $625M
2024-02-15Post Ipo Debt· $550M
2003-01-10IPO
Leadership Team
Glenn Stevens
CEO
Sean O'Connor
Chief Executive Officer
Recent News
2026-01-20
Business Wire
2026-01-09
Company data provided by crunchbase